- Bank of America (Chicago, IL)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... Join us! **The team** The NFRR EAC has enterprise-wide responsibility for Compliance & Operational Risk (C&OR) coverage of regulatory reporting aligned to… more
- BMO Financial Group (Chicago, IL)
- …of the 1LOD testing plans for Wealth LOBs' in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework - Execute the ... the Wealth LOBs and documenting results, outcomes as required. - Understand Enterprise Compliance Program and Operational Non-Financial Risk methodology. -… more
- Discover (Riverwoods, IL)
- …+ Supports the business with developing requirements for the effective management of operational risk events. + Implements risk program activities to ... Administration and Management, Engineering or related + 2+ year experience in Compliance , Internal Audit, Business, Risk Management, Financial Services, Process… more
- Discover (Riverwoods, IL)
- …with current compliance requirements by working with Regulatory Change Management, Compliance advisory and Business Risk and Internal Controls team. You will ... requirements by working with Regulatory Change Management (RCM), Compliance Advisory (CA) and Business Risk and Internal Controls (BRIC) team + Serve as a… more
- Discover (Riverwoods, IL)
- …for performing first line of risk defense functions. Works to minimize operational , legal, and compliance risks. Identifies risks that have a direct impact ... and compliance review plans. Manages process reviews to measure compliance and risk . Creates and implements process review plans for new processes in… more
- Discover (Riverwoods, IL)
- …to our customers, each of us contribute every day to a culture that values compliance and risk management. Discover is committed to a diverse and inclusive ... Description:** **What You'll Do** + Responsible for developing and enhancing the risk and control environment within the businesses. Works with minimal supervision.… more
- Discover (Riverwoods, IL)
- …work in the United States on a full-time basis._** Responsible for performing business compliance and operational risk and control activities. Educates and ... of risks and controls. Performs control design reviews and compliance risk assessments. Monitors the risk...between Payments Risk and partners such as Operational Risk Management, Internal Audit, Third Party… more
- Discover (Riverwoods, IL)
- …all areas in the Marketing organization. This individual will direct the business compliance and operational risk /control activities within marketing which ... executive management.Oversee timely completion of control design reviews and compliance risk assessmentso Monitor the risk...the requirements of company policies and standards related to Risk Reporting, Operational Risk Events,… more
- CIBC (Chicago, IL)
- …and execution of sound technology risk programs, including IT governance, risk management, compliance , cybersecurity, cloud privacy, third party risk ... minimize regulatory exposure. + Support CIBC' s Control Framework to ensure compliance to regulatory, legislative, and operational requirements, including the… more
- Discover (Riverwoods, IL)
- …Risk and Control Self-Assessment (RCSA) Senior Analyst to join our GRC (Governance, Risk , and Compliance ) Operational Excellence team. This role will ... knowledge of applicable best practices and regulatory expectations for Operational Risk . Familiarity with the financial services...us contribute every day to a culture that values compliance and risk management. Discover is committed… more
- Discover (Riverwoods, IL)
- …and executing risk programs to identify, measure, monitor, manage and report key operational , compliance and other risk types within Human Resources. + ... manner. + Coordinates timely execution of essential HR Business Risk operational processes including, but not limited...us contribute every day to a culture that values compliance and risk management. Discover is committed… more
- BMO Financial Group (Chicago, IL)
- …category, or as required by the NFRMF + Serves as a leader in the Operational NFR risk oversight team, establishing a solid understanding of internal and ... expertise and ensures these risks are managed within the Risk appetite of the Bank. Delivers expert advice, credible...to reduce, mitigate, or avoid risks altogether. As an Operational NFR leader, works closely with colleagues across ERPM… more
- NiSource (Merrillville, IN)
- …a shared commitment and provides value added services associated with compliance initiatives. Drives operational excellence through continuous improvement. ... **Job Summary** Leads the implementation and execution of the compliance initiatives, including Distribution Integrity Management, MAOP remediation, Public… more
- CIBC (Chicago, IL)
- …activities. **CROSS-FUNCTIONAL RELATIONSHIPS** + Cultivate relationships with control performers, US Operational Risk Management, US Compliance , and Finance ... controls designed to mitigate regulatory compliance and operational process risks. Testing Specialist supports management...**KNOWLEDGE AND SKILLS** + 3-5 years of experience in compliance , operational risk , audit, or… more
- Bank of America (Chicago, IL)
- …monitoring can be developed. + This role also entails partnering effectively with Global Compliance Operational Risk (GCOR), as well as various horizontal ... pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers...+ Quality Assurance + Reporting **Sampling & Test Development Specialist II** Team Overview: Global Risk Analytics… more
- BMO Financial Group (Chicago, IL)
- …$10MM-$50MM in company revenues. Ideal candidate will be responsible for overseeing high risk loan activities within the EMM line of business including the quarterly ... reviews, quarterly high- risk loan meetings, trends in migration, and updates with...data analysis and other portfolio tasks to support EMM's compliance with BMO policy and procedures. Preferred skills: +… more
- Bank of America (Chicago, IL)
- …Join us! **Job Description** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to ... economic sanctions. The Sanctions Risk Specialist is a function within GES...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Wells Fargo (Merrillville, IN)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... all compliance requirements + Perform ongoing regulatory, compliance , and operational reviews as well as...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Bank of America (Chicago, IL)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF… more
- Bank of America (Chicago, IL)
- …an enterprise IT lifecycle + Experience supporting ServiceNow integrations for security, risk , and compliance + Experience with ServiceNow instance cloning and ... ServiceNow Operations Specialist Charlotte, North Carolina;Richmond, Virginia; Plano, Texas; Chandler, Arizona; Chicago, Illinois **Job Description:** At Bank of… more