- Bank of America (Chicago, IL)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... Join us! **The team** The NFRR EAC has enterprise-wide responsibility for Compliance & Operational Risk (C&OR) coverage of regulatory reporting aligned to and in… more
- Discover (Riverwoods, IL)
- …steps for controls . Tests the operating effectiveness of controls to mitigate risk . + Meets with Control Owners to understand their controls . Request ... **Job Description:** **What You'll Do** Responsible for performing first line of risk defense functions. Works to minimize operational , legal, and compliance… more
- BMO Financial Group (Chicago, IL)
- …plans for Wealth LOBs' in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework - Execute the 1LOD testing program for ... outcomes as required. - Understand Enterprise Compliance Program and Operational Non-Financial Risk methodology. - Design and...to the businesses, 1LOD Compliance Advisory, 2LOD Compliance, 2LOD Risk . - Raise compliance and control related… more
- Discover (Riverwoods, IL)
- …compliance requirements by working with Regulatory Change Management, Compliance advisory and Business Risk and Internal Controls team. You will serve as a ... Regulatory Change Management (RCM), Compliance Advisory (CA) and Business Risk and Internal Controls (BRIC) team +...of management. + Responsible for developing and enhancing the risk and control environment within the businesses.… more
- Discover (Riverwoods, IL)
- …**Job Description:** **What You'll Do** + Responsible for developing and enhancing the risk and control environment within the businesses. Works with minimal ... and risk mitigation. + Assess processes for risk and control effectiveness. Supports control... gaps or enhancements needed to ensure effectiveness of controls . + Supports management in preparing presentations and reports.… more
- Discover (Riverwoods, IL)
- …+ Supports the business with developing requirements for the effective management of operational risk events. + Implements risk program activities to ... supporting the business with the development of and enhancements to their risk and control environment + Actively manages and escalates risk and… more
- CIBC (Chicago, IL)
- …undue risk . JOB PURPOSE You will be a part of CIBC's US Technology Regulatory Controls team performing risk and control assessments on a wide range of ... our Bank by accelerating the shift to digital, strengthening operational resilience, simplifying what we do, improving CIBC's speed...control strength and residual risks of key IT controls , and success execution of risk -based … more
- Discover (Riverwoods, IL)
- …in the Marketing organization. This individual will direct the business compliance and operational risk / control activities within marketing which may include ... risk assessment, controls , procedure documentation, process design, control workflow/systems,...the requirements of company policies and standards related to Risk Reporting, Operational Risk Events,… more
- Discover (Riverwoods, IL)
- …United States on a full-time basis._** Responsible for performing business compliance and operational risk and control activities. Educates and trains the ... accurate library of risks and controls . Performs control design reviews and compliance risk assessments....between Payments Risk and partners such as Operational Risk Management, Internal Audit, Third Party… more
- CIBC (Chicago, IL)
- …of remediation activities. **CROSS-FUNCTIONAL RELATIONSHIPS** + Cultivate relationships with control performers, US Operational Risk Management, ... controls designed to mitigate regulatory compliance and operational process risks. Testing Specialist supports management...for others) in a manner consistent with our strong risk culture. This includes: + Utilizing Control … more
- Discover (Riverwoods, IL)
- …in a timely manner. + Coordinates timely execution of essential HR Business Risk operational processes including, but not limited to, business continuity ... programs to identify, measure, monitor, manage and report key operational , compliance and other risk types within...management. **How You'll Do It** + Monitors somewhat complex risk and control environment and identifies solutions… more
- Discover (Riverwoods, IL)
- … risk and control identification / assessment, firmwide implementation of operational risk processes, and GRC systems of records is essential. Knowledge ... functional knowledge of applicable best practices and regulatory expectations for Operational Risk . Familiarity with the financial services regulatory… more
- Discover (Riverwoods, IL)
- …with procedures and controls related to high legal, compliance and operational risk processes. + Report monthly testing results, trends, remediation, and ... , and complete adds, changes or rewrites of business controls to reduce risk while optimizing business...internal and external audit and ensure business agrees with control risk ratings. + Complete monthly testing… more
- BMO Financial Group (Chicago, IL)
- …category, or as required by the NFRMF + Serves as a leader in the Operational NFR risk oversight team, establishing a solid understanding of internal and ... trade-offs. + Speaks authoritatively with regulatory officials with respect to existing controls , the risk management framework overall, and emerging threats and… more
- Bank of America (Chicago, IL)
- …accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners ... in support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line Unit...+ Quality Assurance + Reporting **Sampling & Test Development Specialist II** Team Overview: Global Risk Analytics… more
- Bank of America (Chicago, IL)
- …Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique to economic sanctions. ... The Sanctions Risk Specialist is a function within GES...in the following processes to evaluate and assess FLU/CF controls , sanctions-specific second line functions and controls ,… more
- Bank of America (Chicago, IL)
- …(FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. The Global Financial Crimes Investigations ... executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or… more
- PNC (Chicago, IL)
- …May include the development of analytical methods/models to assess market, credit and/or operational risk of new and existing financial products. + Leverages ... Business Analytics, Credit Risk , Mathematics of Financial Instruments, Operational Risk , Performance Measurement, Predictive Analytics, Pricing Models and… more
- Discover (Riverwoods, IL)
- …evaluation, mitigation and control of operational risks and business controls . + Actively manages and escalates risk and customer-impacting issues within ... for critical processes, identify gaps as they relate to operational and regulatory risk , and defines options...business for projects and initiatives. + Identifies and drives risk - control improvement efforts. Monitors issue resolutions to… more
- CIBC (Chicago, IL)
- …& Return/Amendment (including Fed Ref #) + Client Authentication - Maintain Strong Risk & Control Principles + Ad-hoc requests as needed **COMPLIANCE ... must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls . **CONDUCT & CULTURE RISK ** Our CIBC risk culture is… more