- BMO Financial Group (Chicago, IL)
- …plans for Wealth LOBs' in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework - Execute the 1LOD testing program for ... outcomes as required. - Understand Enterprise Compliance Program and Operational Non-Financial Risk methodology. - Design and...to the businesses, 1LOD Compliance Advisory, 2LOD Compliance, 2LOD Risk . - Raise compliance and control related… more
- BMO Financial Group (Chicago, IL)
- …for information and technology risk programs and standards eg Risk Control Self Assessment (RCSA), Sarbanes-Oxley (SOX), business continuity planning ... **Qualifications:** + Typically 7+ years of relevant experience in Risk Management ( Operational Risk , Technology...requirements. + In-depth / expert knowledge and experience with risk policy frameworks; quality control / testing… more
- Wells Fargo (Chicago, IL)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn ... controls , tools and training + Review and analyze controls to manage high risk investment strategies...Business Units **Required Qualifications:** + 2+ years of Supervisory Control , Corporate Insurance Risk , Risk … more
- BMO Financial Group (Chicago, IL)
- …category, or as required by the NFRMF + Serves as a leader in the Operational NFR risk oversight team, establishing a solid understanding of internal and ... trade-offs. + Speaks authoritatively with regulatory officials with respect to existing controls , the risk management framework overall, and emerging threats and… more
- BMO Financial Group (Chicago, IL)
- …and administration of first line of defense (1st LOD) programs (eg, operational risk , AML, compliance, regulatory, etc.), including overseeing business ... the jurisdiction to ensure adherence and efficiency. Contributes to a strong risk management culture through collaboration with other first line employees, and… more
- BMO Financial Group (Chicago, IL)
- …to support appropriate assessment of Operational , Compliance, AML other risk types and implementation of controls , metrics, monitoring and testing ... management operational activities for all BMO-defined Operational Risk Types (including AML) for the...AML) for the Wealth Management business, ensuring that internal control systems identify and mitigate emerging risk ,… more
- CIBC (Chicago, IL)
- …other business functions/units (ie, Loan Services, TI&I, Treasury Management, AML, Legal, Operational Risk Management, Fraud Investigations, etc.) ** RISK & ... please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Client Specialist role is a direct customer facing role. This role… more
- BMO Financial Group (Chicago, IL)
- …promote transparency, accuracy, consistency across groups. Applies specialized knowledge of risk management, regulatory compliance and internal controls related ... controls are effective. + Reviews processes and identifies opportunities for risk mitigation through proposing new controls or revising existing controls… more
- PNC (Chicago, IL)
- …May include the development of analytical methods/models to assess market, credit and/or operational risk of new and existing financial products. + Leverages ... Business Analytics, Credit Risk , Mathematics of Financial Instruments, Operational Risk , Performance Measurement, Predictive Analytics, Pricing Models and… more
- Synchrony (Chicago, IL)
- …Risk and Control Self-Assessment ('PRCSA') + Participate in establishment of controls to mitigate compliance and operational risks of the L3 process, ... Business Continuity plans, support Information Lifecycle Management activities + Support Risk and Control Self-Assessment ('RCSA') refresh cycle, including … more
- BMO Financial Group (Chicago, IL)
- … controls are effective. + Reviews processes and identifies opportunities for risk mitigation through proposing new controls or revising existing controls ... Expert knowledge of regulatory requirements. + Expert knowledge & experience with risk policy frameworks; quality control /testing frameworks. + Seasoned expert… more
- PNC (Chicago, IL)
- …May include the development of analytical methods/models to assess market, credit and/or operational risk of new and existing financial products. + Leverages ... Business Analytics, Credit Risk , Mathematics of Financial Instruments, Operational Risk , Performance Measurement, Predictive Analytics, Pricing Models and… more
- CIBC (Chicago, IL)
- …& Return/Amendment (including Fed Ref #) + Client Authentication - Maintain Strong Risk & Control Principles + Ad-hoc requests as needed **COMPLIANCE ... must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls . **CONDUCT & CULTURE RISK ** Our CIBC risk culture is… more
- BMO Financial Group (Chicago, IL)
- …the identification, assessment, monitoring and control of all categories of risk (Market, Operational , Credit, and Liquidity risks) for a designated ... of initiatives. + Directs the planning & implementation of operational programs for an assigned risk portfolio... risk programs and standards as required (eg, Risk Control Self Assessment (RCSA), Sarbanes-Oxley (SOX);… more
- BMO Financial Group (Chicago, IL)
- …requirements. + Provides input into the planning and implementation of ongoing operational programs in support risk reporting management framework. + ... system) to fulfill analytical needs. + Ensures strong governance and effective controls across risk reporting activities and information in accordance with… more
- Capco, a Wipro Company (Chicago, IL)
- …increase revenue, manage risk and regulatory change, reduce costs, and enhance controls . Our teams stay at the forefront of industry trends and technologies that ... methodologies and engineering best practices. As a Site Reliability Engineer (SRE) Specialist , you'll play an integral role using your experience and skills to… more
- GE Aerospace (Chicago, IL)
- …regular supplier audits and system assessments for quality preparedness and process controls to remain adherent to GE process specifications and agency regulations. ... Influence the development of strategy for the area of responsibility, including control of resources and the influence of policy formulation. + Interpret internal… more
- Huntington National Bank (Chicago, IL)
- …workflows in an effort to solve issues or implement new processes and providing operational and risk management support to the team within the business unit ... in customer impact; keeps Deal Team abreast of material changes and risk . Responsible for identifying, researching, analyzing, and resolving complex problems by… more
- CIBC (Chicago, IL)
- …(https://www.cibc.com/en/about-cibc.html) The role is responsible for providing efficient operational support while maintaining compliance with internal controls ... Loan Closings, Loan Documentation, Operations Management, Prioritization, Quality Assurance (QA), Risk Management, Technical Knowledge At CIBC, we are in business to… more
- Argonne National Laboratory (Lemont, IL)
- …regular collaboration with National User Facilities, Research Organizations, and Operational Organizations to support world-class research and operational ... standards. + Conduct OSHA compliance evaluations, electrical safety audits, and risk assessments. + Provide clarifications and interpretations of electrical safety… more