- Citigroup (Jacksonville, FL)
- …experience in area of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time ... serves as a risk officer for Human Resources (HR)'s Exam Management responsible for the promotion, support,... sessions. + Monitoring the full lifecycle of identified regulatory issues ensuring that concerns are communicated,… more
- TD Bank (Jacksonville, FL)
- …methodologies, policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues . This role ... a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiatives, as required + Delivers relevant subject… more
- Wells Fargo (Jacksonville, FL)
- …Specialist to join our Client Relationship Group within Wealth and Investment Management . This role is responsible for supervisory oversight of practices within the ... ensure the firms' requirements for supervision are in adherence with regulatory , compliance and legal requirements. The Senior Supervisory Control Specialist… more
- Wells Fargo (Jacksonville, FL)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... development process + Knowledge and understanding of retail compliance controls, risk management , and loss prevention + Ability to follow policies, procedures, and… more
- Bank of America (Jacksonville, FL)
- …Team is part of the GB&GM test execution organization that provide risk management covering the broker dealer supervision regulatory requirement. EIT has ... Risk groups. This role participates in routines involving FLU/CF Compliance and regulatory agencies. Key responsibilities: The Testing Manager IC is accountable for… more
- Bank of America (Jacksonville, FL)
- …Prepare monthly production highlights to share with SLT, Liaison to Business Controls Exam Management for Regulatory requests, internal/external audits. + ... an escalation point to resolve broad and complex operational issues + Responsible for expense management , reporting...remediation of client cases for both procedural defects and Regulatory change cases. + Review entire remediation process to… more
- Banfield Pet Hospital (Orange Park, FL)
- …and timeliness of doctors seeing exam room patients. Address broken equipment issues and assist in inventory management . Other job duties as assigned. THE ... following standard protocols, and maintaining clean, sterile and organized treatment areas, exam rooms and labs. Position Description Shift Lead Assist with surgery… more
- First Horizon Bank (Starke, FL)
- …and Credit Risk Management . -Track and follow up on Moderate-High level issues identified in CAS and regulatory exams, including validating corrective action ... for review and monitoring commercial credit quality and credit risk management practices in centralized lending units, regional markets and specialty lines… more
- Bank of America (Jacksonville, FL)
- …and coaching opportunities to enhance QA program success + Supports the overall management of and research required for regulatory exams, internal audits, and ... LOB or ECF by evaluating data to help identify, track, and report issues and control improvements for remediation. **Responsibilities:** + Oversees the design and… more