- TD Bank (Mount Laurel, NJ)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Compliance Manager I is responsible for oversight of assigned ... scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures...Testing and controls experience is a plus + Consumer compliance experience is a plus **Who We Are:** TD… more
- Wells Fargo (Wilmington, DE)
- **About this role:** The Audit Manager at Wells Fargo is an Individual Contributor role with no direct reports. The officer title associated with this role is ... Group (ETAG) is looking to fill an **IT Audit Manager , Executive Director** who will support...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- City National Bank (Wilmington, DE)
- … AUDIT SR- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth ... as an auditor-in-charge for managing complex Wealth Management audits and assist the Audit Director in supervising a team of auditors to assess risks and internal… more
- Bank of America (Wilmington, DE)
- Audit Manager , BSA/AML Sanctions Charlotte, North Carolina;Chicago, Illinois; Wilmington, Delaware; East Hartford, Connecticut **Job Description:** At Bank of ... managing test work for complex Line of Business (LOB) audit activities. Key responsibilities include designing and executing ...members. The focus of testing will be to assess compliance with Bank Secrecy Act (BSA) / Anti-Money Laundering… more
- M&T Bank (Wilmington, DE)
- …product in line with department and industry standards and expectations. The Senior Audit Manager (SAM) will be responsible for overseeing ongoing risk ... assessment, control identification, audit execution and continuous auditing of their applicable ...for direct reports. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- JPMorgan Chase (Wilmington, DE)
- …North America Audit Team covering Consumer and Community Banking technology. As an Audit Manager -Vice President, in our Internal Audit group you will be ... in technology, related control groups such as Risk Management, Compliance , and Audit colleagues. + Monitor key risk indicators, significant change activities… more
- TD Bank (Mount Laurel, NJ)
- …Internal/External Fraud. Skills should include but are not limited to investigative and compliance skills as well as audit background to allow for assessment ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Director, Financial...control culture + Develops a team focused on US-wide compliance , not just local needs and strong collaboration with… more
- TD Bank (Mount Laurel, NJ)
- …Internal/External Fraud. Skills should include but are not limited to investigative, and compliance skills as well as audit background to allow for assessment ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Director, Financial...control culture + Develops a team focused on US-wide compliance , not just local needs and strong collaboration with… more
- TD Bank (Mount Laurel, NJ)
- …crimes program in the US. The role requires extensive experience on investigative and compliance skills as well as audit background to allow for assessment of ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Director, Financial...control culture + Develops a team focused on US-wide compliance , not just local needs and strong collaboration with… more
- City National Bank (Wilmington, DE)
- …areas where audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager in the development of the audit scope. * Holds ... and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance...the conclusions drawn. * Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and… more
- Subaru of America (Camden, NJ)
- …Minimum of 15 years of total audit experience. Prior Big 4 audit experience at a Senior Manager /Director level is preferred. + Auditing Knowledge: ... that inspire and delight our customers. SUMMARY The Associate Director of Internal Audit is the senior auditor responsible for leading the company's internal … more
- TD Bank (Mount Laurel, NJ)
- …can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Director, Commercial, Auto Finance, & Consumer ... Product (US) is responsible for overseeing, planning, executing the audit activities for all TD Bank US Holdings segments...control culture + Develops a team focused on enterprise compliance , not just local needs + Develops and maintains… more
- Capital One (Wilmington, DE)
- Compliance Advisor Manager **The Sanctions ...+ **At least 3 years of experience in sanctions compliance , legal, audit , or risk management** **Preferred ... in a highly regulated environment to join a high-performing team.** **The Manager will provide sanctions compliance advice and expertise regarding business… more
- City National Bank (Wilmington, DE)
- * MANAGER FINANCIAL CRIMES COMPLIANCE I* WHAT IS THE OPPORTUNITY? The Manager Financial Intel is responsible for leading a team of Analysts charged with the ... a report for dissemination to our business partners. The manager is to be familiar with bank products, services,...making * Ensures BSA, USA PATRIOT ACT, and CNB compliance and oversight as it relates to: * Conduct… more
- Fox Rothschild LLP (Wilmington, DE)
- …As a member of the Talent Management Department, the Human Resources Compliance Manager works collaboratively with the Talent Management Leadership team ... and procedures. + Maintain accurate and up-to-date records of compliance activities, including training attendance, audit results,...departments and teams. + Provides support to the HR Manager on employee matters. + Keep abreast of regulatory… more
- The Michaels Organization (Camden, NJ)
- …upcoming and pending legislations and identify impacts and recommendations to leadership. EEO Compliance & Audits: + Manage the company's audit response and ... this role is to manage all aspects of HR Compliance for The Michaels Organization. Serve as the Subject...the Subject Matter Expert in the area of HR Compliance . This role will manage the design, implementation and… more
- TD Bank (Mount Laurel, NJ)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Senior Business Application Manager - AML Operations ... and Solution Support** **Job Description Summary** Senior Business Application Manager for AML Operations and Solution Support is responsible for providing level1… more
- Wolters Kluwer (Wilmington, DE)
- …state-of-the-art B2B products that empower businesses to enhance their risk management, compliance , and audit processes. Our commitment to excellence and ... 10+ years of experience working as a successful product manager in the GRC, ERM, and Compliance ...work within the 2nd line as part of ERM, Compliance , and/or GRC. + Collaborate with internal audit… more
- Capital One (Wilmington, DE)
- …auditing, risk management, or compliance experience + Certified Regulatory Compliance Manager (CRCM) accreditation, FCRA for Data Furnishers, Certified ... GED or equivalent certification + At least 2 years of experience in audit , or compliance , or risk management, or control or transaction reviews or at least 4… more
- Citigroup (Wilmington, DE)
- …knowledge in area of focus. + Related certifications desirable - Certified Regulatory Compliance Manager (CRCM) is a plus **Education:** + Bachelor's degree; ... and internal and external investigations, as well as testing and audit . + Designing and lead compliance and control reviews. + Partnering with other ICRM teams… more