- Bank of America (Wilmington, DE)
- Audit Manager - Transaction Monitoring New York, New York;East Hartford, Connecticut; Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Boston, ... specialty areas. + Subject matter expertise in US financial crime regulations. + Perform audit reviews related to transaction monitoring systems and other… more
- Bank of America (Wilmington, DE)
- Senior Audit Manager - BSA/AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... on core BSA/AML compliance program requirements including customer due diligence, transaction monitoring , investigations, risk assessment, etc. + Assesses issues… more
- M&T Bank (Wilmington, DE)
- …the ongoing credit risk of existing loan portfolios through continuous credit monitoring (CCM) activities enabling the timely identification of emerging credit risk ... reviews (and PLRs and Guarantor Assessments), interim update memos, a covenant monitoring program, problem loan management, early warning indicators, and other forms… more
- M&T Bank (Wilmington, DE)
- …for assigned accounts. + Ensure coordination of activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, ... Risk, Compliance and/or Audit as required. Research and resolve issues related to...Section/Unit as required by absence. + Represent GCM at transaction closings, attend and chair client meetings and presentations… more
- JPMorgan Chase (Wilmington, DE)
- …Responsibilities** + Lead the testing team effort in assessing and monitoring compliance and operational risks, ensuring compliance with firm standards, regulatory ... with key stakeholders in Business units to perform control evaluations, monitoring and testing efforts across multiple business groups, technology domains, and… more