- Citigroup (Tampa, FL)
- …improvements in accuracy, efficiency, timeliness, and quality of MCA control design assessment and controls testing . + Takes responsibility for their own ... to ICRM coverage. This position will report to the Controls Control Assessment Team Leader,...accountability with partners, peers and other stakeholders to drive control assessment and testing 's success… more
- Citigroup (Tampa, FL)
- The Banking and International Risk (BIR) Managers Control Assessment (MCA)/Risk & Control Self- Assessment (RCSA) Senior Officer I is a seasoned ... analysis of controls and monitoring tools designs and implementations; conducts the assessment of the effectiveness of controls around BIR assessment … more
- Citigroup (Tampa, FL)
- …Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible ... control /process owners. + Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development… more
- JPMorgan Chase (Tampa, FL)
- …the firm. This role is a great opportunity to be working with a large Controls Testing team and help establish a newly formed organization which provides the ... starting point within the firm. As a Risk and Controls Testing Associate in the Testing...years of experience or equivalent expertise in risk management, assessment , control evaluations, or a related field,… more
- JPMorgan Chase (Tampa, FL)
- …making a pivotal impact in our firm's robust risk strategy. As a Tech Risk & Controls Senior Associate in Control Testing , you will contribute to the ... practices to assess and monitor risks and implement effective controls . Your role in risk identification, control ...assessment , and mitigation + Experience in risk identification, assessment , and control evaluation, with a strong… more
- JPMorgan Chase (Tampa, FL)
- …a risk-based, point-in-time evaluation of the design adequacy and execution effectiveness of controls and the output of processes. CCOR's testing program is ... both automated and manual testing activities. CCOR Testing is based on targeted control evaluation...practices. **Required qualifications, capabilities, and skills** + Understanding of control frameworks and risk assessment analysis. +… more
- MUFG (Tampa, FL)
- …A member of our recruitment team will provide more details. RESPONSIBILITIES + Assessment of processes, risks, and control environment. + Issue Management ... Horizontal Reviews, and ITIL in complex environment + Experience related risk assessment / testing methodologies evaluating the adequacy and efficiency of internal… more
- MUFG (Tampa, FL)
- …and mapping of key controls required to mitigate those risks + Assessment of control (design and operating) effectiveness and remediation of controls ... product channel + Maintenance of the department's RCSA (Risk Control Self- Assessment ) + Maintenance of the SII...testing and countermeasure) + Execution of the RSCA controls testing . **Management of Audit Profile** +… more
- Citigroup (Tampa, FL)
- …risk and controls adoption and implementation, including updating Manager's Control Assessment (MCA) process, enhancing reporting, developing, and reporting ... strategy. + Support ICRM Assessment Unit (AU) including control performance and centralized testing of controls . + Recommend improvements to MCA … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … practices. + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Understanding of a control 's framework within ... obtained through experience, specialized training and/or certification in securities and/or banking industry to ensure firm policies and procedures are designed and… more
- Citigroup (Tampa, FL)
- …technology and 2nd line of defense oversight to attain sustainable and well-understood assessment results supported by quality assurance controls . The Lead and ... user testing , and achieving final operationalization with all required controls and procedures + Participate in BA operational model design including operational… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Responsibilities:** + Understanding of audit practices and methodologies, including risk assessment internal control concepts. + Experience in managing ... teams to share information and support one another. + Testing key controls within business processes. +...**Knowledge of** + Audit practices and methodologies, including risk assessment internal control concepts. + Control… more
- MUFG (Tampa, FL)
- …GRC function. The primary focus will be on the design, implementation, and testing of security controls , ensuring that technical systems and information assets ... The role also emphasizes comprehensive risk management, including the identification, assessment , and management of inherent, control , and residual risks.… more
- Citigroup (Tampa, FL)
- …funded projects on RWA. Required expertise includes capital planning methodologies, controls , stress testing , capital measures and regulatory requirements, data ... limited to):** + Manage and coordinate the end-to-end model lifecycle requirements for Banking Book RWA components. + Contribute to and coordinate RWA Actuals and… more
- MUFG (Tampa, FL)
- …configuration with a focus on executing information security risk assessment / testing methodologies, Secure Software Development Lifecycle, evaluating the ... implementation and maintenance of policies, standards, and a comprehensive controls framework ensuring technical systems and information assets are appropriately… more
- Citigroup (Tampa, FL)
- …procedure documents to be in line with the Policy framework. + Support the Manager's Control Assessment (MCA) for the team. + Operates with a limited level of ... specific knowledge of FR Y-14A reporting is required. + Perform qualitative and quantitative assessment of known data and control issues for FR Y-14 impact. +… more
- Citigroup (Tampa, FL)
- …with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, transaction ... optimizing management of systems supporting global functions such as Compliance, Controls , Internal Audit and Risk, and introducing innovative technologies that… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Abilities** **Knowledge of** * Audit practices and methodologies, including risk assessment internal control concepts. * Advanced investment concepts, practices ... deliverables in accordance with both department and professional standards. * Execute testing as an individual contributor while also managing audit teams. *… more
- Bank OZK (Clearwater, FL)
- …legal entity level as part of the audit annual plan and the independent testing standards for AML. + Actively identify and assess fraud risks by reviewing internal ... controls , operating processes, analyzing data for suspicious patterns, conducting...Bank related to their impact the overall Financial Crimes control environment and the audit approach. + Influences a… more
- Citigroup (Tampa, FL)
- …Review Entities through quarterly Business Monitoring and periodic Reviews + Assessment of the quality of assigned portfolios and relationships, including ... identification and evaluation of emerging risks + Assessment of the quality and adequacy of credit analysis...Manual and Review Guides + Approval of relationship-level file testing prepared by FCR Credit Risk Analysts and Guest… more