- Citigroup (Tampa, FL)
- The Correspondence & Issues Management Officer...of the Correspondence & Issues Management Team to enhance the firm's current regulatory ... Citibank, NA and NAM, and report directly to the Correspondence & Issues Management Lead....regulatory correspondence handling processes, including intake, regulatory submission and internal distribution to Senior Management… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …other monthly general ledger closing procedures. * Responds to internal/external auditor issues and problems. * Assists in the administration of the organization's ... statements. * Analyzes securities trading clearance procedures. * Researches issues regarding application of generally accepted accounting principles (GAAP) to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through education, experience, specialized training and/or certification, to provide management of the Electronic Communications Supervision program. The leader must ... internal customers to identify, research, analyze, and resolve complex supervisory issues . **Essential Duties and Responsibilities:** + Lead the PCG branch… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …without hindering business activity. The purpose of this review is to identifying correspondence related issues in incoming/outgoing emails, and escalate the ... investment and financial planning, in addition to capital markets and asset management . The Supervision department partners closely with the business to proactively… more
- Deloitte (Tampa, FL)
- …Deloitte Tax LLP works with clients to address a range of critical issues brought on by regulatory changes, competition, globalization, advances in technology, ... mentoring teams, and advising on important tax and business issues ? If you're a leader who wants to develop...to provide tax compliance and advisory services to investment management clients. You will assist clients with effective analysis,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …monthly or quarterly construction inspections, noting, and escalating open construction issues . . Track and monitor procedures for regular collection of documents, ... using required software applications including Microsoft Office to produce correspondence , reports, electronic communication, and spreadsheets. **Ability to:** .… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …concepts, principles, and practices of the securities industry and asset management products. + Principles of finance and broker/dealer operations. + Financial ... + Problem solving sufficient to effectively analyze, research and resolve inquiries and issues in a timely manner. + Preparing and delivering clear, convincing and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Complex/Branch Managers are informed and involved in supervisory and risk management issues through regular meetings, reporting, metrics, and escalations. ... They are responsible for keeping the DSO and Branch management teams informed of significant issues . Additionally,...in audit preparation to ensure compliance with firm and regulatory policies and implements controls to resolve and manage… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …obtained through education, experience, specialized training and/or certification, to provide management of the COI Supervision program. The leader must have strong ... internal customers to identify, research, analyze, and resolve complex supervisory issues . **Essential Duties and Responsibilities:** + Serves as a subject matter… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …onboarding documentation, review the obtained documentation, identify irregularities or potential regulatory and policy issues , and provide guidance related to ... investment and financial planning, in addition to capital markets and asset management . The Supervision department partners closely with the business to proactively… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Supervision Officers are aware and involved in managing supervisory and risk management issues through regular meetings, reporting/metrics, and escalations + ... and works with these areas to resolve any supervision issues with advisors and/or field management in...Supports the preparation for and response to internal or regulatory audits and tracks identified issues by… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with Senior Managers and other internal clients to identify, research and resolve issues based on complex business needs and regulatory changes. + Performs ... members to provide ideas, support and resolution to complex problems. Works with management to contribute strategic direction on operational needs of the growing ECM… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Prepares compliance and accounting records and reports, as required by management and regulatory agencies. * May perform advanced loan calculations. ... club participation loans. Conducts frequent trouble-shooting of moderate to complex issues that require evaluation, originality, and critical thinking to apply the… more
- Pike Corporation (Lutz, FL)
- …on transmission line engineering issues , and modify design to solve issues during construction + Provide general project management capabilities to ... of work activities. Thorough, timely, and accurate technical reports, correspondence , documentation, calculations, and sketches. Continuous improvement of job-related… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices in multi-family real estate operations, including property inspections, leasing, management , maintenance, and regulatory compliance. + Knowledge of ... optimize performance and meet benchmarks, including monitoring and overseeing property management operations. With a strategic focus on driving profitability and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …by effectively communicating and partnering with Private Client Group IARs on sensitive issues and manages conflict in line with the firm's culture and strategy. ... of various reports and systems. + Interfaces with specific business platform sales management associates to inform them of any supervisory concerns that may arise… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …unusual transaction and accounting discrepancies. + Preparing financial statements, budgets, and management reports. + Researching US GAAP issues + Analyzing ... accounts. Resolves and recommends solutions to complex problems. Regular contact with management and other internal customers is required to identify, research, and… more
- MyFlorida (Tampa, FL)
- …and investigate health problems, and mobilize local communities to address health-related issues . The Florida Department of Health develops policies and plans that ... should be detail oriented, able to multi-task, and possess good time- management skills Your Specific Responsibilities: + Inspect facilities, monitor operations,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …asset management standards + Ensure adherence to all applicable regulatory requirements and fiduciary standards + Review, update and maintain investment policies ... strategies that align with the trust company's goals, overseeing the management of client trust portfolios, conducting thorough market research, managing risk,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …both internal and external customers to identify, investigate, and resolve issues . **Essential Duties and Responsibilities:** + Provides technical support to ... + Responds to inquiries or complaints received through phone calls and/or correspondence with clients concerning the company's trading systems. + Performs price… more