- TD Bank (New York, NY)
- …Description:** TD Securities Compliance team is seeking a Director level Global Head of Surveillance Quality Assurance. Department Overview Our team of ... good governance depends on us. Job Description The Global Head of Surveillance Quality Assurance will lead a specialized function responsible for… more
- TD Bank (New York, NY)
- …as needed, and and effective check and challenge. **Job Details:** Reporting to the Global Head of Surveillance , the incumbent will be responsible for: ... regulatory environment. Key Responsibilities: + Reporting: With the Global Head and key stakeholders: assist with leading surveillance oversight /governance… more
- TD Bank (New York, NY)
- …management, as needed, and providing advice and support, as required. Within the Global Compliance Department, the Global Surveillance Team is responsible ... analysis, and machine learning. The role reports to the Head of the Surveillance Intelligence Unit, which...prototyping new surveillance , surveillance data quality , and surveillance quality assurance.… more
- Bloomberg (New York, NY)
- …exposure to senior stakeholders across all business lines and reports into the Global Head of Employee Compliance.** **What's the Role?** **We are seeking ... and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps...bono program.** **Our Team** **As an Electronic Communications (E-Comms) Surveillance Officer, you'll be a critical member of the… more
- Bank of America (New York, NY)
- …open role for a Business Controls, at VP the level, to work alongside a global team of trade surveillance specialists, focused on the Equity and Equity ... and make an impact. Join us! **Job Description:** The Global Markets Business Controls Office (BCO) is responsible for...scenarios and parameter settings, call out any gaps in surveillance and venue coverage, data quality and… more
- Bank of America (New York, NY)
- …and their supervisors among other things. The successful candidate will report to the Head of AMRS FICC Global Markets Business Controls Office. They will ... to learn, grow, and make an impact. Join us! **Job Description:** The Global Markets Business Controls Office (BCO) is responsible for the creation, maintenance and… more
- Arena Investors LP (Purchase, NY)
- Arena Investors, LP ("Arena") is a global investment management firm that seeks to generate attractive risk adjusted, consistent and uncorrelated returns by ... senior members of the Asset Management Team and will report to the Head of Asset Management. The Asset Management Group's primary responsibilities include asset… more