- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... financial services industry * Strong knowledge and experience in audit procedures and compliance and AML , OFAC,...experience in audit procedures and compliance and AML , OFAC, Sanctions and BSA regulations * Possess relevant… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...Preferred experience: CAMS or CFE certification Financial Crimes or AML audit experience **Who We Are:** TD… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... new hires Preferred experience: CAMS or CFE Certification Financial Crimes/ AML audit experience **Who We Are:** TD...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight ... and functions on development, maintenance, and implementation of all aspects of AML /ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and… more
- TD Bank (New York, NY)
- …+ 15+ years of relevant industry experience and proven leadership roles in AML , model management, or risk management + Significant exposure to common Transaction ... Deep knowledge of financial crime typologies, red flags, and AML regulations in the US + Knowledge and appreciation...levels + Experience creating documentation that meets regulatory and audit standards **Who We Are:** TD is one of… more
- TD Bank (New York, NY)
- …The team must ensure all of the Regulatory, Compliance, and Internal Audit obligations as identified by TD Securities Technology Risk Management/Information Security ... Capital Markets (Familiarity with Asset Classes and Products) + Compliance ( AML , Trade Surveillance and Supervision) **Technical knowledge and hands-on experience:**… more
- ManpowerGroup (New York, NY)
- … risk assessment and pre- audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual purpose audits, ... of company assets + Designing specific programs for the audit of selected operating, compliance and financial units and...units and assist in establishing the scope of each audit + Preparing audit work papers and… more
- Capital One (New York, NY)
- …of the AML , Sanctions and Fraud risk profile of the audit universe. Responsibilities: + Lead and/or execute compliance related audits within Capital One, ... (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One's ...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across… more
- City National Bank (Jersey City, NJ)
- …MANAGER OF AUDIT II- IT INFRASTRUCTURE** **WHAT IS THE OPPORTUNITY?** The Audit Manager II position is a leadership role as an auditor-in-charge to guide ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify… more
- Fiserv (Berkeley Heights, NJ)
- …an impact on a global scale, come make a difference at Fiserv. **Job Title** Audit Advisory Services Manager **What does a successful Audit Advisory Services ... and recommendations to our business partners. As a successful Manager of Advisory Services in our Programs & Strategy...& Strategy initiatives. **What you will do:** + Conduct audit plan execution and audit issue governance… more
- Robert Half Management Resources (Parsippany, NJ)
- …NJ is currently seeking an Internal Auditor to support their consumer compliance audit group on a contract to full-time basis. The Internal Auditor will primarily ... handle Anti Money Laundering focussed audits, guide staff through typical audit procedures, execute on the internal audit plan, and drive regulatory compliance.… more
- Deloitte (Jersey City, NJ)
- …issues in the AML and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML , you will have the opportunity to be on the forefront ... data analytics and solution development engagements in partnership with internal and external AML and financial crimes compliance, audit , IT, and business teams.… more
- TD Bank (New York, NY)
- … and KYC requirements and works with cross-functional units (Compliance, Technology, Business, Audit ) to support and help execute AML and KYC-related projects. ... responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Looking for candidates with attention to detail, who are proactive and driven. The Manager , AML Financial Crime Risk Management role leads and develops a team ... and/or a control function related to specialized domains of TD's AML /ATF/Sanctions /ABAC programs. This role provides specialized project support or services.… more
- Bank of America (Jersey City, NJ)
- Quantitative Finance Manager Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Atlanta, Georgia **Job Description:** At Bank of America, we are ... areas and oversees stakeholder engagement, including team effort in preparation for audit and regulatory exams + Sets priorities related to quantitative modeling in… more
- New York State Civil Service (New York, NY)
- …Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist, Advanced AML Audit Certification, Advanced Financial Crimes Investigations ... off-chain alerts/investigations* Solid knowledge of Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ), Sanctions (OFAC), and related laws, regulations, guidance, and… more
- Bank of America (New York, NY)
- Client Outreach Director Manager New York, New York;Miami, Florida; Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client ... requirements and guide clients as needed to comply + Represent Outreach on exam/ audit /regulatory management from a FLU perspective, where needed + Adhere to bank… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk, SBUS Risk Assessments and New Initiatives **Requisition ID:** 209639 **Salary Range:** 85,700.00 - 159,100.00 _Please note that ... including First Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent practices are followed to allow… more