- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Accounting/Finance* **Title:** * Americas Regulatory Policy Executive ... team. * Regulatory Policy - Americas * The Americas Regulatory Policy team is responsible for overseeing Morgan Stanley's interpretations and… more
- Bank of America (New York, NY)
- Business Product Management Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... for both retail and Ultra High Net Worth clients across the Americas . Focus on over-the-counter solutions across asset classes, ranging from interest rate… more
- Morgan Stanley (New York, NY)
- …with electronic trading of equities and listed derivatives in the Americas . ETRM is a cross-functional and highly technical/analytical team, uniquely positioned ... variety of critical operational processes focused on managing operational and regulatory reporting risks . Facilitating and coordinating meetings and workshops with… more
- Bank of America (New York, NY)
- …Preparers and Report Owners in implementing the requirements of the enterprise Regulatory Reporting Policy * Prepare and present materials to cross-functional ... Non-Financial Regulatory Reporting - Governance LATAM / AMRS -...and delivering on milestones * Advanced PowerPoint skills and executive presentation experience * Strong technical and data analytical… more
- Scotiabank (New York, NY)
- … regulatory reporting process in accordance with the Bank's Issue Management Policy . + Maintain awareness of regulatory changes and document requirements of ... Senior Manager, Regulatory Reporting **Requisition ID:** 206287 **Salary Range:** 110,700.00...global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides… more
- Scotiabank (New York, NY)
- …strengths, ideas, and ambitions. GTB is a fast-growing team with a focus on the Americas , particularly Canada, the US, Mexico, and we are seeking top tier talent to ... Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations, Data Governance, etc.) to ensure business strategies, plans… more
- MUFG (Jersey City, NJ)
- …daily flash reports, etc.). + Oversight for reporting and packaging for Executive , Regulatory , and/or Board materials + Management of governance routines ... Information Officer for MUSA in liaising the various entities for regulatory matters, prioritizing the technology portfolio, collaborating with business and… more
- Bank of America (New York, NY)
- …guidance to business units to improve liquidity position, and supports regulatory and management liquidity reporting + Oversees processes, risks, and controls ... ensure adherence with policies, risk standards, and compliance with internal and regulatory liquidity reporting requirements + Partners with other Lines of Business… more
- Citigroup (New York, NY)
- …will provide senior legal support to Citi's Foreign Exchange business in the Americas , with a particular focus on legal issues associated with electronic platforms ... to Citi FX Legal's global management of legal and regulatory risks on FX Platforms. + The FX Platforms...control standards set by Citi's Legal management and Citi's executive management team; + Maintaining an on-going collaboration and… more
- MUFG (New York, NY)
- …of the Firm's information via risk assessments, audits, controls testing, policy and procedure and compliance initiatives and operational duties. The successful ... that aligns with MUFG's overall Information Risk Management strategy and regulatory requirements. + Risk Assessment and Monitoring: Lead regular risk assessments… more
- Bank of America (New York, NY)
- …function is a growing Strategic Coordination and Implementation (SCI) team. Under DSM Executive 's leadership, the SCI team will develop a holistic vision on how best ... trade surveillance - market disruption, market manipulation, financial or regulatory risks . Identification of key trends, patterns in...NY - New York - 1114 Avenue Of The Americas - Grace (NY1544) Pay and benefits information Pay… more
- Bank of America (New York, NY)
- …tracking for UCRA, SBO, Project ingestion coordination and impact on function * Regulatory , Policy , Product Strategy Impact tracking on Financial rates for ... statistical and financial data. Utilizes portfolio trends to propose policy /procedural changes within segmentation structure to produce optimal results. Excels… more
- Morgan Stanley (New York, NY)
- …organization. He or she will be responsible for aiding the Vice President (VP) and Executive Director (ED) of the team as they continue to build out a Dedicated ... emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Actively support in the...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more