- Bank of America (New York, NY)
- … Risk Management:** * Commanding knowledge of the Compliance & Ops Risk Program and its application to daily work activity and team priorities; educates ... teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of...actions to address the root causes that lead to compliance risk issues and/or operational risk… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... Practice - all with the resources, environment, and support to help you excel. You'll collaborate with teams...or CFPB preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk … more
- SMBC (Jersey City, NJ)
- …+ Develop risk dashboards designed to identifies the regulatory compliance risk profile on an ongoing basis. + Support the integration of the CRA ... Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within...with applicable law. If you need a reasonable accommodation during the application process, please let us know at… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... Practice - all with the resources, environment, and support to help you excel. You'll collaborate with teams...compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk … more
- US Bank (New York, NY)
- …- Collaborating with partners to ensure the risks and control suites in the Enterprise Compliance Risk Assessment (ECRA) and the FaRB Risk Assessment are ... Description** Partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to,... Risk Management (PRISM) work to provide robust risk support , identify applicable risks, and evaluate… more
- Google (New York, NY)
- …in program definition and management with a focus on audit compliance or cloud compliance . + 5 years of experience with risk management or compliance in ... of the Google Cloud Chief Information Security Office (CISO) Risk and Compliance organization, the Cloud Audit...address any concerns. + Manage Google Cloud security and compliance , and help support the community of… more
- Catalent Pharma Solutions (New York, NY)
- **Position Summary** The Director, Cybersecurity - Governance, Risk , and Compliance (GRC) will lead the development, implementation, and ongoing management of ... our cybersecurity governance, risk , and compliance program. The Director will...roadmap and monitoring current state with the ability to support different development approaches, such as waterfall and agile… more
- Ankura (New York, NY)
- …polished thought leadership. Professional and conceptual agility to design and execute compliance risk mitigation and information security solutions that are ... At Ankura, we know that collaboration drives results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six practices focused… more
- Ankura (New York, NY)
- …polished thought leadership. Professional and conceptual agility to design and execute compliance risk mitigation and information security solutions that are ... At Ankura, we know that collaboration drives results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six practices focused… more
- TD Bank (New York, NY)
- …+ CIA certification or other relevant certification + Audit Experience + Global Compliance experience + Risk Management experience **Who We Are:** TD is ... in-depth audit expertise and responsible for contributing to the planning, risk assessment and execution of audits and related processes enterprise and/or… more
- TD Bank (New York, NY)
- …- TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects of the TD Prime Services business, Prime ... regulation and requires interaction with members of the PB business, Financial Crime Risk Management Group, Market Compliance , PB Operations and Governance and… more
- Bloomberg (New York, NY)
- …domain-specific teams. **We'll trust you to:** + Support the Global Head of Risk and Compliance Shared Services, the global Chief Compliance Officer, and ... else. It's up to you to make it happen. **What's the role?** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses… more
- TD Bank (New York, NY)
- …bank. The team is also responsible for working with cross-functional teams ( Compliance , Technology, Business, Audit, Model Risk Management) to ensure accurate ... projects + Partners with other AML partners and business compliance partners to ensure consistency in the application...bodies related to accountabilities, to determine level of BSA/AML compliance + Maintains a culture of risk … more
- TD Bank (New City, NY)
- …with GAML partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports required by external ... Additionally, this role supports management in delivery of initiatives related to risk assessment, internal/external exam support , etc. The SAR Management team… more
- TD Bank (New York, NY)
- …industry standards. + Ability to plan, evaluate, recommend, design, operationalize, and support solutions in compliance with enterprise and industry standards. + ... responsible for the development of cross-asset automated pricing and risk systems, initially focused on FICC derivatives, but expanding...and recommending development / testing solutions / tools in support of project / application objectives +… more
- Wells Fargo (New York, NY)
- … risk control and regulatory oversight functions and how they support mitigating risk through data analytics, reporting, collaboration, consulting, or ... a matrixed environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area +… more
- Citigroup (New York, NY)
- …to the ECDO; execute on the plan in conjunction with the ECDO to bring Data Risk within appetite; + Support compliance activities for the Finance Federated ... to models/EUC to support the mission and to adherence to the Compliance and Quality controls. **Responsibilities** + Drive compliance with Citi Data Control… more
- JPMorgan Chase (Jersey City, NJ)
- …you will contribute to the successful management of technology-aligned aspects of Governance, Risk , and Compliance in line with the firm's standards. Leverage ... and analytical skills, you will contribute to the overall success of the Technology Risk and Services team and ensure compliance with regulatory obligations and… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- MUFG (Jersey City, NJ)
- …standards, identifying whether controls are operating as intended to mitigate associated risk . **RESPONSIBILITIES** + Support the execution and documentation of ... to the firm + Execute testing of ITGCs and application controls based on internal and industry standards and...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more