- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- … Officer is responsible for ensuring the Bank 's compliance with all relevant Bank Secrecy Act ( BSA ) laws, rules, and regulations. Key ... which pertains to unlawful Internet gambling enforcement. Finally, the BSA Officer also ensures that all staff...Develop, implement, maintain, and administer the Bank 's BSA /AML/OFAC Bank Secrecy Act… more
- City National Bank (Jersey City, NJ)
- ** BSA /AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS...This role acts as the designated Bank Secrecy Act AML Officer ("AML ... Securities, and City National Rochdale Funds compliance with the USA PATRIOT Act , US Economic Sanctions, and related regulations and guidance. He/she provides the… more
- City National Bank (Jersey City, NJ)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Credit...and effectiveness of credit risk management processes of the Bank . CRR also serves as an internal advisor to… more
- City National Bank (New York, NY)
- **SALES OFFICER II - TREASURY MANAGEMENT** **WHAT IS THE...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your ... services to the appropriate manager. + Maintains a proactive commitment to established Bank programs, such as CustomerFirst, Community Reinvestment Act (CRA) and… more
- Morgan Stanley (New York, NY)
- …industry best practices, guidance, and regulatory landscape, including but not limited to; USA PATRIOT Act , Bank Secrecy Act , FATF, 5th Money Laundering ... Technology units where necessary. Your Key Responsibilities: As the KYC Advisory Officer , you will coordinate and support critical aspects of Morgan Stanley's Know… more
- City National Bank (New York, NY)
- …and Wealth Management policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... **TRUST OFFICER ** **WHAT IS THE OPPORTUNITY?** This position supports...Counsel, Portfolio Managers, Financial Advisors, Investment Advisors, and other bank colleagues. + Oversee annual administrative review of Trust… more
- Citigroup (Queens, NY)
- …bank 's KYC Policy which is based on various international and domestic banking regulations from the Bank Secrecy Act to the Patriot Act + Ability to ... The Business Risk Officer is a strategic professional who stays abreast...that individual prospects and clients pose to the Private Bank . + Determines through reviews of the prospects or… more
- American Airlines (New York, NY)
- …compliance with all applicable laws and regulations including, but not limited to, the Bank Secrecy Act . **All you'll need for success** **Minimum ... Qualifications- Education & Prior Job Experience** + High school diploma or GED + Must be able to work in-person at assigned branch location + Must have strong working background in a financial institution and relevant consumer loan processing or underwriting… more
- Wells Fargo (New York, NY)
- …**About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Corporate Risk Financial Crime Risk Management (FCRM) Business ... measurement, ongoing governance routines, and provide support to ongoing BSA /AML transformation work. **In this role, you will:** +.../AML transformation work. **In this role, you will:** + Act as an advisor to senior leaders in developing… more
- Wells Fargo (New York, NY)
- …today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join the Corporate Risk Financial Crime Risk Management (FCRM) Business ... documentation, risk measurement, ongoing governance routines, and provide support to ongoing BSA /AML transformation work. **In this role, you will:** + Support the… more
- SMBC (Jersey City, NJ)
- …plan and implement changes. **Qualifications and Skills** + Advanced technical knowledge of AML, Bank Secrecy Act , Foreign Assets Control. + Advanced strong ... in the change process; recommends changes through compliance with bank policies. + Activities of the KYC team are...results in the KYC system and escalating to the BSA Officer any confirmed or suspected name… more
- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability ... Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is...pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of… more
- MUFG (New York, NY)
- …clients under the respective industry vertical and drive efficiencies in KYC process; + Act as the primary escalation point for all KYC matters related to an ... of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong...Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is… more
- TD Bank (New York, NY)
- …complex, highly-matrixed organizations Knowledge of the laws applicable to money laundering, including the Bank Secrecy Act , The USA PATRIOT Act , US ... scenarios used in the automated transaction monitoring systems could expose the bank to undetected unusual or suspicious activities that pose money laundering or… more
- Mizuho Corporate Bank (New York, NY)
- …In-depth understanding of Financial Crime Compliance regulations including but not limited to USA Patriot Act , Bank Secrecy Act and OFAC. + Comprehensive ... review in the KYC system, escalating to the AML Officer any confirmed or suspected material negative information. +...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...This leadership role will report to the Chief Strategy Officer and will lead efforts to elevate the evaluation… more
- SMBC (Jersey City, NJ)
- …of the BSA /AML and Sanctions Risk Assessment process and draft reports for BSA /AML Officer and senior management review + Manage the Risk and Control ... audit, banking regulators and Head Office. **Role Objectives** + Act as a subject matter advisor to enhance existing...Self-Assessment ("RCSA") process and draft reports for BSA /AML Compliance Officer and senior management review… more
- Ankura (New York, NY)
- …management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and prospects including business ... + Conduct independent regulatory program reviews and Testing; + Drafting BSA /AML compliance programs and developing training for FinTech's and broker-dealers. +… more