- SMBC (New York, NY)
- …supports the CPAD Bank Advisory team in building and maintaining a bank regulatory compliance program to help ensure compliance with applicable ... of US Compliance verticals to build a bank regulatory compliance program covering...which the areas/products are subject. **Role Objectives** + Support Bank Advisory Compliance (BAC) team… more
- Deloitte (Jersey City, NJ)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) ... III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk, BCBS 368 - Interest...for liquidity risks, including enhancements related to the changing regulatory environment and compliance with regulatory… more
- SMBC (New York, NY)
- …individual will be responsible for bank , broker-dealer and swap dealer regulatory compliance across support functions. The individual will be responsible for ... + Coordinate bank , broker-dealer, and swap dealer regulatory Compliance programs across SMBC's Americas Division...Division for all support functions. + Oversee and provide compliance advisory coverage and guidance to all… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is ... Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer....organized with project management skills. + 10+ years of regulatory compliance experience at a broker dealer.… more
- SMBC (New York, NY)
- …resolved. + Must be well organized with project management skills + 10+ years of regulatory and/or advisory compliance experience at a broker dealer. BA/BS ... group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and... Compliance , IT Risk and Training committees. The Compliance Advisory Director role may manage a… more
- Mizuho Corporate Bank (New York, NY)
- Derivatives Regulatory Compliance OfficerBrief Description: The Regulatory Compliance Officer will be responsible to assist in the development and ... administration of regulatory implementation, regulatory examination and inquiry management,...Business and Infrastructure managers, as well as with other Compliance staff, to assess impact of new and amended… more
- JPMorgan Chase (Jersey City, NJ)
- …Senior Associate in the Customer Escalations team within Global Financial Crimes Compliance (GFCC) Advisory , you will oversee the implementation of the ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...report directly to the team lead in CCB GFCC Advisory . **Job responsibilities** + Provide support or challenge on… more
- Mizuho Corporate Bank (New York, NY)
- …activities in the financial service/banking industry. The Regulatory Reporting Unit files regulatory reports for Mizuho Bank , Ltd. - New York Branch, Mizuho ... Regulatory Reporting Associate Summary In this position, you...Bank , Ltd. - Cayman Branch, Mizuho Bank ( USA), and Mizuho Bank (USA)...the following activities: + Compute Risk Weighted Asset in compliance to US Basel III at both BHC and… more
- Western Union (New York, NY)
- …or other international sanctions enforcement agency; + Experience working in financial crimes compliance at a financial institution or digital bank with a ... **Senior Manager, Global Sanctions and Anti-Bribery & Corruption Advisory - Denver, Colorado or New York, New...your pursuit** Western Union maintains a robust Financial Crimes Compliance program, inclusive of a number of various risk… more
- Citizens (Iselin, NJ)
- …other related consumer compliance experience in consumer financial services or a regulatory agency. + 6+ years' experience in Compliance , Risk Management, or ... Description This role supports the Consumer Bank 's First Line of Defense UDAAP Risk function...with business partners to drive meaningful reductions in UDAAP compliance risk. You may use reporting, data analysis and… more
- Mizuho Corporate Bank (New York, NY)
- …for regulatory reports. + Maintenance/update procedure documentation related to new regulatory requirements to ensure firm's compliance . + Participate in the ... in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures. ...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …about the assigned reports, fostering a collaborative relationship and ensuring compliance with regulatory expectations. Qualifications + Bachelor's degree in ... About the Team Mizuho Americas Finance - Financial Regulatory Reporting (FRR) is a team responsible for...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Morgan Stanley (New York, NY)
- …Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, ... team for you. About The Team The Global KYC Advisory team is tasked with setting KYC policy in...Enterprise * Assist in advising key stakeholders of KYC regulatory and policy requirements and suggest enhancement of KYC… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in the development of… more
- Bank of America (New York, NY)
- …to identify regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + ... and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and interprets applicable laws,… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in the development of… more
- US Bank (New York, NY)
- …Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management ... At US Bank , we're on a journey to do our best. Helping the...and Compliance audit team. This role supports the Audit Director/Senior Audit Director, in… more
- TD Bank (New York, NY)
- …**Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining ...against industry practices * With Risk, ensure that the Bank operates within the compliance risk appetite… more
- TD Bank (Newark, NJ)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... all aspects of Compliance /Center of Excellence programs in line with the Bank 's risk philosophy and strategic direction. **Depth & Scope:** + Recognized as top… more
- TD Bank (New York, NY)
- …**Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining ...against industry practices * With Risk, ensure that the Bank operates within the compliance risk appetite… more