- Banco Santander SA (New York, NY)
- …and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring ... Central Compliance , Vice President- Corporate & Investment Banking...the control environment.Keeps current on existing and proposed legislation, regulatory announcements, and industry practices for compliance … more
- Grant Thornton LLP (New York, NY)
- Job Title: Banking Regulatory & Compliance Risk Manager As a Banking Compliance Risk Manager, you will get the opportunity to grow and ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...EFTA, EFAA, SCRA, MLA, Privacy, etc.) + Understanding of banking regulatory hot topics, focus areas, and… more
- Deloitte (New York, NY)
- …of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk or case management, or ... or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight +… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Director, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...EFTA, EFAA, SCRA, MLA, Privacy, etc.) + Understanding of banking regulatory hot topics, focus areas, and… more
- TD Bank (New York, NY)
- …communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent ... management to determine regulatory impact and appropriate remediation** + ** Compliance risk assessments and control effectiveness reviews** + **Supporting … more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... Compliance and Operational Risk Manager- Business Banking , Commercial ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Santander US (New York, NY)
- …the bank's corporate and investment banking activities and objectives. + Regulatory Compliance : Ensure adherence to relevant regulatory requirements, ... Regulatory Capital Management, Corporate & Investment Banking...Cultivate strong relationships with internal stakeholders, including senior management, risk management teams, finance, and compliance departments,… more
- US Bank (New York, NY)
- … Banking initiatives and product initiatives (PRISMs). - Expertise utilizing compliance risk and control self-assessments (ECRAs) - Review policies, ... One. **Job Description** Partners with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... Minimum 6 years of related work experience working in regulatory compliance , risk or internal...CRMP, CIA, Certified Federal Bank Examiner, Attorney (concentration in banking law, securities law, financial services regulation, or similar),… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... Minimum 6 years of related work experience working in regulatory compliance , risk or internal...CRMP, CIA, Certified Federal Bank Examiner, Attorney (concentration in banking law, securities law, financial services regulation, or similar),… more
- HSBC (New York, NY)
- …and the planet we all share. The role of Vice President Interest Rate Risk Banking Book Global Treasury offers the successful candidate an opportunity to ... work in a team supporting the Director ofInterest Rate Risk Banking Book (IRRBB) Analytics in the...management of all material IRRBB risks and propose IRRBB risk appetite, helping maintain and ensure regulatory … more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... issues. + Analyzing, digesting and summarizing information/documentation responsive to regulatory requests. **Job Family Group:** Compliance and Control… more
- MUFG (New York, NY)
- …including evaluation of loan purpose and structure, repayment sources, corporate, regulatory and industry risk , liquidity, asset protection, historical and ... and analysis pertinent to making a decision. Policy Compliance + Ensure compliance with external regulatory requirements (JFSA, BOJ, FRB, OCC and FDIC). +… more
- City National Bank (New York, NY)
- …including exam management and other regulatory affairs. + For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). + For ... regulations; and ensuring controls are in place to mitigate regulatory compliance risk . This role...compliance monitoring and testing. The Manager of Commercial Banking Compliance will research regulatory … more
- Santander US (New York, NY)
- …all aspects of **CLO Warehousing / Securitization** credit quality including internal and regulatory compliance . Key focus will be on: + CLO Warehousing (Broadly ... Risk 2nd Line of Defense- Corporate & Investment Banking New York, United States of America The individual...+ Oversees and ensures consistent quality control, accuracy, and compliance with internal policies and regulatory requirements… more
- TD Bank (New York, NY)
- … risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions a customer focused culture to deepen client ... risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions a customer focused culture to deepen client… more
- Citigroup (New York, NY)
- The Banking and International Risk (BIR) Policy & Governance team directly supports Citi's head of BIR and establishes a robust governance for all Wholesale ... Credit Risk (WCR) Policy, Standards, and Procedures to ensure efficient...Procedures to ensure efficient management of multi-disciplinary processes and regulatory requirements. As a key member within the WCR… more
- Santander US (New York, NY)
- …+ Development Documents on quantitative models for internal/external communications and/or regulatory compliance . + Develops model frameworks by supporting the ... & Documentation - VP / ED, Corporate & Investment Banking New York, United States of America We are...regulatory staff members. + Collaborate within the Model Risk Management team to enhance validation processes. Qualifications: +… more
- Santander US (New York, NY)
- …and remediation. + Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence ... Sr. Advisor, Compliance - Corporate & Investment Banking New...9+ Years **Skills and Abilities:** + Advanced knowledge of regulatory compliance , AML compliance , relevant… more
- MUFG (New York, NY)
- …will provide more details. **Job Summary** **:** + Junior Corporate Credit Risk Professional supporting commercial lending & investment banking business ... of analyzing credit risks of the customers and determining risk ratings based on internal procedures / policies and...making a decision. Policy Compliance + Ensure compliance with external regulatory requirements (JFSA, BOJ,… more