- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... The Emerging Corp Relationship Manager is a strategic professional who...of developments within own field and contributes to directional strategy by considering their application in own job and… more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... The Mid- Corp Relationship Manager is a strategic professional who...the business. Necessitates a degree of responsibility over technical strategy . Primarily affects a sub-function. Responsible for handling staff… more
- News Corp (New York, NY)
- …to participate in annual culture day. * Work with legal partnerships to ensure regulatory compliance , annual revisions to plan documents. * Keep abreast of new ... that attracting the best talent is key to our strategy and success as a company. As a result,...needs and personal situations of our diverse workforce. News Corp is a global, diversified media and information services… more
- Citigroup (Queens, NY)
- The Global Regulatory Reporting Capital and GSIB Report Owner is a newly created senior management level (MD) position within the Controllers Organization that will ... report to the Global Head of Regulatory and Capital Reporting. The individual will serve as...of the Currency (OCC) and the Federal Deposit Insurance Corp (FDIC). The position will have a high level… more
- Santander US (New York, NY)
- …or Financial Services., 9+ Years **Skills and Abilities:** + Advanced knowledge of regulatory compliance , AML compliance , relevant industry regulations and ... or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues...Detail orientated with the ability to also understand overall strategy . + Excellent interpersonal, and business line service skills… more
- SMBC (New York, NY)
- …and Skills** * Minimum of 5-10 years' experience in financial services, compliance or regulatory experience, or related experience with particular emphasis ... The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp . (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC… more
- Capital One (New York, NY)
- …(CFE), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer ... be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions and...management + 15+ years of experience in internal auditing, regulatory compliance , first or second line risk… more
- Citigroup (New York, NY)
- …withholding, information reporting under Internal Revenue Service, Foreign Account Tax Compliance Act (FATCA), and Common Reporting Standard (CRS) regimes, Citi-wide ... governance and assurance of end-to-end activities that contribute to world-wide compliance of Tax Information Reporting. This includes support, oversight and… more
- Dow Jones (New York, NY)
- …progress. + Identify and mitigate risks associated with M&A transactions, ensuring compliance with regulatory requirements and corporate policies. + Drive the ... Barron's, MarketWatch, Financial News, DJX, Dow Jones Risk & Compliance , Dow Jones Newswires, and Dow Jones VentureSource. Dow...Jones VentureSource. Dow Jones is a division of News Corp (NASDAQ: NWS, NWSA, ASX: NWS, NWSLV). **About the… more
- SMBC (New York, NY)
- …The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp . (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC ... in supporting the Americas Division Sustainability Group in its mission to drive strategy and advance sustainability objectives across the firm. This role will be… more
- SMBC (New York, NY)
- …The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp . (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC ... and Latin America. Nikko America is progressing with an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations… more
- SMBC (New York, NY)
- …transaction background, deal structure, facility terms and conditions, US regulatory classification, profitability, and relationship strategy . **Role ... The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp . (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC… more
- SMBC (Jersey City, NJ)
- …The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp . (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC ... & Conduct-related communications and employee engagement initiatives and embedding strategy , in coordination with relevant stakeholders/process participants + Contribute… more
- SMBC (New York, NY)
- …The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp . (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC ... underlying asset class and borrower/servicer/originator considerations, profitability, and relationship strategy . **Role Objectives:** Analyze various risk elements of credit… more
- SMBC (Jersey City, NJ)
- …The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp . (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC ... * The Architect/Engineer will develop/maintain the overall CIAM architecture strategy , ensuring alignment with business objectives, security requirements, and… more