- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... job is responsible for executing second line of defense compliance and operational risk oversight...and risk -based focus of the second line's risk management activities. The C&OR Manager prepares… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Bank of America (Jersey City, NJ)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk & Resilience **Requisition ID:** 206469 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range ... the operational resilience program. This role falls within the Internal Control Operational Risk Pillar and will subsequently require the ability to connect… more
- SMBC (Jersey City, NJ)
- …of banking laws and regulations (North America, APAC preferred) * Maintain an operational risk management and regulatory compliance mindset to understand ... risk management, regulatory, information technology, data management, cybersecurity, operational resiliency, compliance , or audit experience * Foundational… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... **About the Role:** The Audit Manager , Enterprise Risk Management and Operational Risk ...will support the execution of audit work to evaluate compliance with ERM and ORM regulations/requirements as part of… more
- Meta (New York, NY)
- **Summary:** We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance ... issue & exception management, and governance & reporting. **Required Skills:** Privacy Risk and Compliance Manager Responsibilities: 1. Provide guidance… more
- Amazon (New York, NY)
- …business partners and leadership executives A day in the life The Principal Risk Manager will work collaboratively with business stakeholders, safety, legal, ... the LATAM Last Mile business. You will collaborate with Risk and Compliance Managers and own assessment... and risk management solutions. The Principal Risk Manager executes using a broad set… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- Google (New York, NY)
- …or benefits. Learn more about benefits at Google. + Lead cloud security risk , operational resilience, and regulatory compliance audit engagements requested ... a focus on audit compliance or cloud compliance . + 5 years of experience with risk...with the right level of assurance in cases. Cyber-security, operational resilience, data privacy, and regulatory compliance … more
- Amazon (New York, NY)
- …and execution of a global 'Audit and Monitoring' strategy across Operations Risk & Compliance (ORC) enabling program standardization across Transportation ... Risk & Compliance , Food Safety, Global Trade Services, and Environmental Assurance... priorities. * Develop a working knowledge of the operational processes and controls in place that support all… more
- Amazon (New York, NY)
- …remotely and effectively review the work of other remote team members. About the team Transportation Risk and Compliance (TRC) is the voice of risk and ... A day in the life The Sr. Financial Review Manager will engage with carrier partners, internal stakeholders, partner...serve our customers. Basic Qualifications - 6+ years of compliance , audit or risk management experience -… more
- MUFG (Jersey City, NJ)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... across various levels within the organization, Audit & IT Controls teams, internal risk committees, and external state and federal agencies (eg, OCC, FRB). +… more
- Citigroup (Rutherford, NJ)
- The Operational Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... defense. Responsibilities: + Establishes and oversees the application of operational risk policies, technology and tools, and...and execution of critical ERM Initiatives as a Program/Project manager , with required SME input + Define and manage… more
- Office of the Comptroller of the Currency (New York, NY)
- …financial institution to evaluate the effectiveness of their operational risk management practices/framework to ensure compliance with applicable banking ... Examiner/Bank Examiner (Large Banks Field Examiner) with emphasis in Operational Risk , you will participate in the...part-time work schedule at the discretion of the hiring manager . The candidate selected for this position may be… more
- TD Bank (New York, NY)
- …necessary, effectively with key stakeholder groups such as Compliance , Legal, Audit, Risk + Coaches to ensure functional / operational problems are handled ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , AML Financial Crime Risk… more
- Citigroup (New York, NY)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure… more