- Bank of America (New York, NY)
- …and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively "the Policies") ... and the Compliance and Operational Risk Management ("CORM") Program as applied to the firm's swap dealers. The EAC identifies, escalates and mitigates… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance ... in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the … more
- JPMorgan Chase (New York, NY)
- …and functions effectively within Corporate & Investment Bank (CIB) Markets. Operational Risk Management is part of Compliance , Conduct and Operational ... the oversight of management of the firm's Compliance , Conduct, and Operational Risk ....+ Leveraging the Firmwide Compliance , Conduct and Operational Risk (CCOR) Management Framework… more
- Robert Half (Woodbridge, NJ)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Senior Consultant LOCATION WOODBRIDGE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong ... Protiviti is looking for a Risk and Compliance Senior Consultant to join our growing Operational...compliance , and other stakeholders to ensure alignment of risk management efforts. + Evaluating, summarizing, organizing,… more
- Bank of America (New York, NY)
- …systems to surveillance alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with ... Support team efforts to provide technical liaison for GBAM Compliance and Operational Risk groups...types and changes to the market microstructure. + Support management of the Surveillance Technology Book-of-Work. **Core Requirements** +… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As an Operational Risk Management Lead, Vice President within Risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C),...Your role will be to ensure that the Firm's Operational Risk Management Framework is… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk … more
- Citigroup (New York, NY)
- …focused on the development and implementation of non-financial risk monitoring program ( compliance risk , operational risk , and reputation risks), in ... with the sub-committee chair / lead consistent with establish guidance. + Lead the Compliance and Operational Risk Identification, Risk Appetite, and… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...in collaboration with the Chief Data Analytics Office (CDAO), Compliance and Operational Risk (CCOR)… more
- JPMorgan Chase (New York, NY)
- …team responsible for managing engagements with regulators across Compliance , Conduct, Operational Risk (CCOR) and Control Management . You will ... law firm. + Experience in, or working with, Compliance , Conduct, Operational Risk and/or Control Management , at a large, complex banking organization is… more
- Citigroup (Queens, NY)
- …+ 7-10 years of experience in AML, KYC and Sanctions + Experience in AML Compliance , Audit, Operational Risk or other control function + Experience managing ... action plans. + Partner with the Control Partners (eg, Compliance , Legal and Risk ) to enhance processes...+ Bachelor's Degree Required/Master's Degree Preferred **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Citigroup (Queens, NY)
- …that conform to enterprise requirements and support sound operational and compliance risk management .* Apply knowledge of the business, products ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...Knowledge of Investment and Consumer Regulations **Job Family Group:** Risk Management **Job Family:** Operational … more
- JPMorgan Chase (New York, NY)
- …Data and Analytics Office (CDAO), Compliance , Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and consistent ... Join JPMorgan Chase's Risk Management and Compliance team, where your expertise will be central to maintaining our strength and resilience. You'll anticipate… more
- Citigroup (New York, NY)
- …procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help… more
- Citigroup (New York, NY)
- …procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... of a process (QA). + Support and contribute to Operational and Compliance Risk in...**Education:** Bachelor's/University degree or equivalent experience. **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Citigroup (New York, NY)
- …and where similar risk exposure might exist. + Provide governance over Operational and Compliance Risk in accordance with established Policy ... teams to identify, assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic, Reputational, etc), including… more
- Citigroup (New York, NY)
- …procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... for resolution. + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help… more