- Merck & Co. (Rahway, NJ)
- …to-address and resolve issues, with minimal support from the Sr.COM or manager .-Ability to make decisions independently with limited oversight from Sr.COM ... adverse event reporting requirements internally and externally. Under the oversight of the Sr. COM, Head COMs or CRD,...applicants with arrest and conviction records for employment in compliance with the San Francisco Fair Chance… more
- Merck & Co. (Rahway, NJ)
- …will consider qualified applicants with arrest and conviction records for employment in compliance with the San Francisco Fair Chance Ordinance Los Angeles ... all company-sponsored clinical trials, patient safety, high quality data and compliance with company requirements and regulations are delivered and sustained. The… more
- TD Bank (New York, NY)
- …the role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... Program Risk Management & Reporting Team within the US Fair Banking Compliance Team. Some responsibilities of... programs + Guides partner through the development, implementation, oversight and management of effective Compliance Programs… more
- TD Bank (New York, NY)
- …partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs ... $93,080 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth...Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight … more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global...job is responsible for executing second line of defense compliance and operational risk oversight for a ... and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... **Job Description:** This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line… more
- MUFG (Jersey City, NJ)
- …program level reporting to relevant stakeholders. + Support Information Security oversight and governance by ensuring our control environment is monitored through ... controls; and identifying issues resulting from internal and/or external compliance examinations. + Experience with process documentation and designing/executing… more
- Bank of America (New York, NY)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** At ... and regulations and adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Oversight oversees the team and leads ... 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, including managing… more
- TD Bank (New York, NY)
- …addition to the above department specific overview **Job Description:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... **Pay Details:** $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill… more
- KPMG (New York, NY)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer, auditor, examiner, advisor, consultant, or regulatory ... federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred +… more
- Siebert Williams Shank (New York, NY)
- …the selected candidates will assist with risk management, provide advice on and oversight of SWS's compliance with US securities laws and regulations through ... Rulemaking Board (MSRB). Essential Duties and Responsibilities * Support compliance efforts related to supervisory oversight , training,...RTRS, CAT/CAIS reporting * Possess a genuine love for compliance We are Committed to Fair Pay.… more
- Fastly (New York, NY)
- …to facilitate audit procedures and evidence gathering + Support third party oversight processes, including security and compliance assessments of Fastly's ... close early due to the volume of applicants._ **Technology Compliance Lead - Security** As a Technology Compliance...as required by your role or requested by your manager . Pursuant to the San Francisco Fair … more
- Merck (Rahway, NJ)
- …Sr.COM or manager . + Ability to make decisions independently with limited oversight from Sr.COM or manager . + Requires strong understanding of local ... adverse event reporting requirements internally and externally. Under the oversight of the Sr. COM, Head COMs or CRD,...applicants with arrest and conviction records for employment in compliance with the San Francisco Fair Chance… more
- TD Bank (New York, NY)
- …* Assist in maintaining, designing and creating supervisory reviews to ensure compliance oversight align with business strategies and documenting detailed review ... and regulatory filings, providing relevant training, carrying out independent monitoring and oversight activities, reporting on the state of compliance to the… more
- TD Bank (New York, NY)
- …**Pay Details:** $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... Risk Management **Job Description:** The **Senior Group Risk Analyst, RCSA Manager ** provides a broad range of research, analysis, reporting, monitoring and/or… more
- TD Bank (New York, NY)
- …**Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill ... Risk Management **Job Description:** The **Senior Group Risk Specialist, Senior RCSA Manager ** is a leadership position. The successful candidate will help oversee… more
