- Federal Reserve Bank (New York, NY)
- …important role in helping the Federal Reserve carry out its regulatory responsibilities. The Compliance Risk Lead Examiner will have primary ... firms with US Operations (FBOs) in the Second District. **Your role as an LFBO** ** Compliance Risk ** ** Lead Examiner ** **:** You will work in a dynamic… more
- Federal Reserve Bank (New York, NY)
- …legal staff, and policymakers across agencies. **Your role as BSA/AML Compliance Risk Supervising Examiner :** + Lead large scope supervisory activities ... + Contribute to preparation of supervisory plans for relevant risk -based supervision; + Lead ongoing monitoring reviews...examiner . + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and controls in… more
- Federal Reserve Bank (New York, NY)
- …of the largest bank holding companies. **Your role as a Capital Markets Supervising Examiner - Market Risk Specialist:** As a Market Risk Specialist ... the Federal Reserve carry out its regulatory responsibilities. The Capital Markets Supervising Examiner will serve as a market risk expert responsible for… more
- Federal Reserve Bank (New York, NY)
- …covering a portfolio of large foreign banks, with a focus on governance, controls and risk management. As a Lead Examiner focused on the firm's financial ... US operations (FBOs) in the Second District. **Your role as an Institutional Supervision Lead Examiner :** This role is on the Dedicated Supervisory Team (DST)… more
- Bank of America (New York, NY)
- Credit Review Senior Examiner Charlotte, North Carolina;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; Wilmington, ... activities across various commercial credit portfolios within Enterprise Credit. The Sr. Examiner will work with examination teams to assess the quality of credit… more
- Amazon (New York, NY)
- …leveraging to drive improvements experience - Professional auditing qualification, or similar risk or compliance credentials - Experience with SQL and Excel ... to support our rapidly growing and evolving global auto program. You will lead strategy on complex bodily injury auto claims, handling pre-litigation disputes and… more
- Office of the Comptroller of the Currency (New York, NY)
- …National Bank Examiner /Bank Examiner (Large Bank Technical Team Lead ) with emphasis in Operational Risk , you will provide technical leadership, ... As a Supervisory National Bank Examiner /Bank Examiner (Large Bank Technical Team Lead ) with emphasis in Operational Risk , you will: Lead and conduct… more
- Office of the Comptroller of the Currency (New York, NY)
- …a Supervisory National Bank Examiner /Bank Examiner (Large Bank Technical Team Lead ) with emphasis in Compliance , you will serve as an expert resource ... Examiner /Bank Examiner (Large Bank Technical Team Lead ) with emphasis in Compliance , you will:...risks and assist in the evaluation and measurement of compliance risk across the large bank population.… more
- SMBC (Jersey City, NJ)
- …Program for the Americas (Brazil, Canada and Mexico) + Serves as the examiner -in-charge responsible for all facets of compliance monitoring and testing ... a competitive portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President of Banking… more
- Capital One (New York, NY)
- …Sanctions and Fraud risk profile of the audit universe. Responsibilities: + Lead and/or execute compliance related audits within Capital One, including the ... assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- Sedgwick (New York, NY)
- …Work(R) Most Loved Workplace(R) Forbes Best-in-State Employer Workers Compensation Claims Team Lead | New England Jurisdictions | Open to Remote **PRIMARY PURPOSE:** ... and monitor individual claim activities; to provide technical/jurisdictional direction to examiner reports on claims adjudication; and to maintain a diary on… more
- Federal Reserve Bank (New York, NY)
- …safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection + ... of an individual firm and other professionals focused on analytical, policy and risk matters. Supervision is coordinated with other US agencies. The Regional and… more
- KPMG (New York, NY)
- …of risk management practices to prevent, detect, and/or remediate non- compliance + Design and prepare presentations and reports, leveraging strong communication ... federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner , are preferred +… more
- Akumin (New York, NY)
- …including but not limited to managing an enterprise-wide compliance hotline. + Develop, lead and manage a risk -based compliance and privacy auditing and ... for all aspects of development, implementation, and maintenance of an effective, risk -based compliance program for the enterprise, including directly liaising… more
- Federal Reserve Bank (New York, NY)
- …safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection + ... of an individual firm and other professionals focused on analytical, policy and risk matters. Supervision is coordinated with other US agencies. The Regional and… more
- American Express (New York, NY)
- …structure that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... **Description** **You Lead the Way. We've Got Your Back.** With...and define your own path. Find your place in risk and analytics on #TeamAmex. Enterprise Digital & Data… more
- Bank of America (New York, NY)
- …business segments including banking, capital markets, global markets etc. + Plan, perform, and lead AML Compliance audits at the regional level as well as other ... end application systems + Certified Anti-Money Laundering Specialist (CAMS) or Certified Fraud Examiner (CFE) + Audit or risk control risk /controls… more
- Bank of America (New York, NY)
- …+ Minimum 10-15 years in Financial Crimes related roles. + Audit, Risk or Compliance experience in Financial Institutions. + Strong understanding ... This job is responsible for auditing Financial Crimes and Anti-Money Laundering (AML) Risk within Lines of Business (LOBs) ranging in scale and scope. Key… more
- City National Bank (Jersey City, NJ)
- …equivalent + Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. + Minimum 1 year of experience ... test plans for projects of low to medium complexity with a risk -based audit approach.Assesses risks and controls, designs comprehensive audit programs, executes… more