- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including independent risk , finance, HR,… more
- Capital One (New York, NY)
- …from federal and state laws and regulations, within an enterprise-level risk management framework. The Compliance Advisor Senior Manager also assists the ... Advisor Senior Manager works within the Compliance Management Program framework and is responsible...data and interpret to ensure a consistent and adequate compliance risk management + Maintain… more
- SMBC (New York, NY)
- …committees such as the New Product, Underwriting, Risk Management , Compliance , and Training committees. The Senior Compliance Officer role may ... and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... As a Regulatory Compliance and Operational Risk Senior...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... of consumer protection principles, compliance management systems, compliance risk management , and consumer protection laws in the banking industry… more
- MetLife (New York, NY)
- …The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management ... Role Title: Senior Auditor Hybrid role, 200 Park Ave, NYC....in model risk , operational risk , compliance risk , or legal management ...risk , operational risk , compliance risk , or legal management a plus *… more
- Robert Half (New York, NY)
- …the most trusted global consulting firm. Where We Need You Protiviti is looking for a Risk & Compliance Senior Manager to join our growing Lender Due ... JOB REQUISITION Risk and Compliance Lender Due Diligence Senior Manager...experiences. + You have an inherent interest in project management and team leadership. + You promote a positive… more
- The Mount Sinai Health System (New York, NY)
- …of care, and minimize loss to protect the assets of the facility. The Senior Risk Manager supports the Risk Management staff on how best to review ... reports, and determination of priority of investigation given risk management assessment. 10. Collaborates with the Director/ Senior Director in developing… more
- Bristol Myers Squibb (Summit, NJ)
- …there's no better place than here at BMS with our Cell Therapy team. The Senior Specialist Quality Risk Management CAR T is responsible for supporting ... to identify risk areas and support implementing risk mitigation measures for S-12 operations, cGMP compliance...Day Shift **Responsibilities:** + The primary responsibilities of the Senior Specialist, Quality Risk Management … more
- American Express (New York, NY)
- …#TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer, with the ... manner with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs independent risk management … more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...Review, address and escalate significant issues and activities to senior management . **Understand and monitor the legal,… more
- US Bank (New York, NY)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management , control programs, change management , and ... over the activities mentioned above, and deliver updates to risk and operating committees, senior management...audit subject matter teams (eg, Consumer and Business Banking, Compliance , Risk Management , Basel, Capital… more
- American Express (New York, NY)
- …+ 3 - 5 years of experience in Operational Risk , Business Continuity Management or related risk management program + Ensure accountability and ... they belong. Join Team Amex and let's lead the way together. Business Continuity Management (BCM) is essential in today's environment. The ability to prepare for and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... governance framework. + Developing and establishing firm wide compliance risk management policies and...senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +… more
- The Mount Sinai Health System (New York, NY)
- …of care, and minimize loss to protect the assets of the facility. The Senior Risk Manager supports the Risk Management staff on how best to review ... reports, and determination of priority of investigation given risk management assessment. 10. Collaborates with the Director/ Senior Director in developing… more
- Bristol Myers Squibb (Summit, NJ)
- …feedback loops to incorporate lessons learned into future trials. **Quality and Compliance Governance and Risk Management /Reporting** + Provide R&D ... both at work and in their personal lives. Read more: careers.bms.com/working-with-us . The Senior Director, Risk Based Quality Management leader will work… more
- Amazon (New York, NY)
- …a background in risk analysis, risk assessments, auditing, or deep dives into compliance risk topics. The Senior Risk Analyst will be responsible ... Description We are looking for a Senior Risk Analyst to join the...equivalent - 5+ years of experience in a sanctions compliance , audit, or risk management … more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... degree a plus **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New… more
- TD Bank (New York, NY)
- …in supporting key business management functions under US Financial Crime Risk Management (FCRM) group. The analyst will collaborate with cross-functional ... you more specific details for this role. **Line of Business:** EPOCH LLC **Job Description:** The Senior Business Management Analyst will play a critical role… more
- CIBC (New York, NY)
- …Systems (MIS) to track and report KRIs; preparing presentations and reports for senior management and boards; and analyzing and enhancing existing reports and ... please visit www.CIBC.com . **What you'll be doing:** The Senior Analyst, Risk Appetite and Metrics is...on risk measures; analyzing and implementing Key Risk Indicators (KRI) and related Management Information… more