- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... governance framework. + Developing and establishing firm wide compliance risk management policies and...senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... As a Regulatory Compliance and Operational Risk Senior...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... degree a plus **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New… more
- Huron Consulting Group (New York, NY)
- …to ensure compliance . * Reporting on risk management and compliance activities to the board and senior management . * Ensuring the organization's ... and Best Practices: Stay informed on industry best practices in regulatory and compliance risk management . Strategic Risk Planning: Advise on long-term … more
- SMBC (Jersey City, NJ)
- …senior 1LOD and 2LOD management , including an overview of the level of compliance risk and the strength of relevant controls. + Develop risk ... plus (but not required). + Minimum of 10 years of prior regulatory, compliance , and/or risk management experience. + Experience conducting Compliance … more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... of consumer protection principles, compliance management systems, compliance risk management , and consumer protection laws in the banking industry… more
- Mizuho Corporate Bank (New York, NY)
- … risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance Monitoring ... skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties...size financial institutions required + Comfortable communicating directly with Senior Mgmt ., COOs, Executive Mgmt .,… more
- Federal Reserve Bank (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... other examination, analytical, and policy work in collaboration with senior supervisors and FRS management , legal staff,...bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and… more
- Citizens (New York, NY)
- … role and/or the banking or financial services industries, + Familiarity with compliance risk management principles, + Familiarity with Citizens Business ... Management and the facilitation of the enterprise Compliance Risk Assessment progress. Specific to Regulatory...Compliance Operations, the role will have exposure across senior Compliance leadership, as well as the… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including independent risk , finance, HR,… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including independent risk , finance, HR,… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …areas centered around rare diseases and immune disorders. **Summary** The Chief of Staff, Global Compliance & Risk Management (CRM) will support the Chief ... initiatives. The Chief of Staff will interact regularly with senior leadership and will play a key role in...Years relevant experience in project management and/or compliance or risk management required… more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time… more
- Bank of America (New York, NY)
- …regulatory requirements + Oversees independent risk management reporting to Global Compliance and Operational Risk senior leaders and FLU and CF ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the...senior leaders via established governance and management routines + Oversees risk coverage plans,… more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the...+ ability to lead projects and drive change with senior business leaders The C&OR Manager proactively engages with… more
- MetLife (New York, NY)
- …The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management ... Role Title: Senior Auditor Hybrid role, 200 Park Ave, NYC....in model risk , operational risk , compliance risk , or legal management ...risk , operational risk , compliance risk , or legal management a plus *… more
- Amazon (New York, NY)
- …and professional manner to sr . leadership Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft ... internal controls, monitoring, and reporting with the goal of improving operations, compliance policies, and risk management . * Communicate project… more
- Amazon (New York, NY)
- …internal controls, monitoring, and reporting with the goal of improving operations, compliance policies, and risk management . - Seeking opportunities ... operations and internal controls to a diverse set of risk areas. As a senior leader, you...tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions.… more
- New Jersey Institute of Technology (Newark, NJ)
- … program accordingly. - Prepare and present reports on the status of IT compliance activities to senior management and relevant committees. - Foster ... - Collaborate with various departments, including Legal, Internal Audit, Risk Management , and IT, to ensure a...to prepare and present clear and concise reports to senior management and relevant stakeholders. Ability to… more