- Daiichi Sankyo, Inc. (Bernards, NJ)
- … Compliance & Risk Management (CRM) will support the Chief Compliance Officer /Global Head of CRM in leading global organization while supporting the ... initiatives. The Chief of Staff will interact regularly with senior leadership and will play a key role in...or More Years relevant experience in project management and/or compliance or risk management required- Experience in… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Citigroup (Jersey City, NJ)
- Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and ... Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance team responsible for the… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Staying abreast of relevant changes to… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this...methodology and interpreting results. + Present CRA results to senior 1LOD and 2LOD management, including an overview of… more
- Bank of America (New York, NY)
- …address regulatory requirements + Oversees independent risk management reporting to Global Compliance and Operational Risk senior leaders and FLU and CF ... Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer...management reporting for the Boards of Directors and other senior stakeholders at the Company; * Advise the FLU… more
- Citigroup (Jersey City, NJ)
- **Job Description** Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +...Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- JPMorgan Chase (Jersey City, NJ)
- …part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the Risk Operating ... Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at...**Job responsibilities** + Operating as a key advisor, supporting senior leaders in shaping and executing their strategic visions… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance ... areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of...oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... programs to deliver data driven insights that balance risk management and compliance concerns with supporting...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Bloomberg (New York, NY)
- …of Risk and Compliance Shared Services, the global Chief Compliance Officer , and the global Chief Risk Officer , and Bloomberg's business by: + ... and Compliance Shared Services team. As a Risk Assurance Officer on our Risk... risk monitoring and testing routines on a risk -focused basis + Presenting directly to senior … more
- Citigroup (Queens, NY)
- … risk oversight, leadership and guidance to the Retail Risk businesses. Retail Risk Senior Officer will focus on Cost of Credit Forecast for Retail ... credit risk for those portfolios per Citi's risk appetite framework; ensures compliance against corporate... management to provide oversight all the businesses. Retail Risk Senior Officer will ensure… more
- Citigroup (New York, NY)
- …of enterprise Human Capital Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports ... risks. + Works closely with colleagues in the Business/Functions, other areas of Risk Management, Finance, IA and Compliance to ensure appropriate management of… more
- Bank of America (New York, NY)
- Credit Sr . Officer Dallas, Texas;New York, New... strategies and coaching and leading team members. The Senior Credit Officer will be responsible for ... job is responsible for managing, monitoring, and documenting credit risk for a portfolio of clients. Key responsibilities include...senior bank debt and related credit products. The Senior Credit Officer will be expected to… more
