- Raymond James Financial, Inc. (New York, NY)
- …include, but may not be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams. Collaborate closely ... Duties and Responsibilities** As a core member of the Compliance team, you will serve as a subject matter...Middle Office teams. + **Program Oversight:** Manage and enhance compliance processes, policies, and procedures to ensure adherence to… more
- PSEG (Newark, NJ)
- …is not offering visa sponsorship for this position. **Job Summary** The Sr Manager , Cybersecurity Program Management oversees the cybersecurity portfolio, ... categories: 1. Onsite - roles where employees are expected to be onsite daily. 2. Hybrid fixed - roles that are a mix of remote work and onsite work fixed … more
- BlackRock (New York, NY)
- …for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and multi-asset. We deliver world-class service to ... architecture & requirements: lean on various SMEs to connect investment, trading, compliance , and operations workflows to product and technical epics; define feature… more
- TIAA (New York, NY)
- …risk management experience within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience in these ... The Wealth CIO team is seeking an experienced Sr . Director of Operations, Execution, and Risk. This...inventory + Act as primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of… more
- Neuberger Berman (New York, NY)
- …Account (SMA) Product Manager to support the firm's taxable and tax-exempt fixed income SMA products. This function acts as the "hub" for informing and ... analytical support for client needs. The individual also acts as a business manager for their strategies, liaising with legal, compliance , marketing and other… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for an Associate candidate ( Senior Compliance Officer) to join the new Trade Surveillance team. Preferred 3-5 ... years of experience in trade surveillance of Fixed Income Products, with relevant knowledge of trade lifecycle...area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and… more
- JPMorgan Chase (New York, NY)
- …Assessment, Control Design & Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates & Fixed Income Financing (FIF) Trading - Vice ... a team of risk and control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment Bank, you will oversee and govern the control… more
- Cengage Group (Newark, NJ)
- **Associate Portfolio Manager (APM) - Key Markets** **We believe in the power and joy of learning** At Cengage Group, our employees have a direct impact in helping ... . **What You'll Do Here** As an Associate Portfolio Manager (APM) on the Key Markets Team, you will...Advanced Career Training (ACT) catalogs. This includes supporting two Sr . Product Managers in being responsible for course portfolios… more
- T. Rowe Price (New York, NY)
- …g row and make a difference in ways that matter to you . Role Summary The Sr . Product Manager will own the AI Content Generation roadmap and the delivery across ... we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement… more
- Cherry Bekaert (Jersey City, NJ)
- …technology, or related field. + A CPA, MST, MAcc, LLM or JD is required for Manager , Senior Manager , and Director positions. + Minimum of 5 years' experience ... Qualified Production Property + R&D Tax Incentive Services + Fixed Asset Services + Site Selection Services + State...in federal tax compliance or tax consulting services. + Experience with costing… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- HSBC (New York, NY)
- Senior Sales Manager Brand: HSBC Area...Work style: Hybrid Worker Date: 14 Dec 2025 In compliance with applicable laws, HSBC is committed to employing ... by the industry's most prominent publications as the best global cash manager for corporates and financial institutions in consecutive years. For our largest… more
- Neuberger Berman (New York, NY)
- …Investment Technology team is seeking a technically strong, self-directed Technical Product Manager to build and scale products that serve portfolio managers and ... generation, research management, PM workflows, portfolio construction, performance/attribution, risk, compliance ) and how data flows across them. + Experience with… more
- Neuberger Berman (New York, NY)
- The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the firm's ... Equity, Fixed Income, Alternatives, and Multi-Asset Class strategies. This role...+ Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk Committee +… more
- HSBC (New York, NY)
- Senior Analyst / Associate, Debt Capital Markets, LATAM Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY, US, 10001 ... Work style: Office Worker Date: 15 Dec 2025 In compliance with applicable laws, HSBC is committed to employing...not engage in immigration sponsorship for this position. The Senior Analyst / Associate, Debt Capital Markets will work… more
- MTA (Long Island City, NY)
- …Routinely inspects fixed equipment sites in the MTA Police Service area for compliance with MTA Police requirements. + Provides senior level support in the ... MTAPD Senior Communications Specialist (Radio Communications Engineer) Job ID:...Specialist SALARY RANGE: $ 87,045.00 DEPT/DIV: MTA Police SUPERVISOR: Manager of Public Safety Communications Systems LOCATION: 33-01 Northern… more
- Neuberger Berman (New York, NY)
- …looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration information to ensure ... compliance with US regulatory requirements. This role involves supporting...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- Scotiabank (New York, NY)
- Senior Analyst, Credit Risk - Corporates - US Risk Management **Requisition ID:** 237849 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious &… more
- HSBC (New York, NY)
- Audit Manager Brand: HSBC Area of Interest: Audit Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 14 Dec 2025 In compliance with applicable ... markets, options, swaps, structured derivatives, foreign exchange, commodities, equities, fixed income bonds, repo, custody and clearing. Global Payment Solutions,… more
- Federal Reserve Bank (Newark, NJ)
- …System and its participants. Assist in periodic asset class reviews and investment manager RFP's. + Lead research and development of funding analyses for the ... Possess a strong understanding of investment markets and principles, particularly fixed income and investment strategies relevant to pension actuarial calculations.… more