- Citigroup (Jersey City, NJ)
- Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... applicability of policies, resolution of potential red flags or other client /transaction-related compliance escalations. + Managing the identification and… more
- KPMG (New York, NY)
- … client engagements focusing Operational Risk, Operational Resilience, Regulatory Compliance , Surveillance , Conduct Risk, Third Party Risk Assessments and ... **Business Title:** Director , Markets Compliance **Requisition Number:** 118215...quality of the team's deliverables and providing recommendations to client senior leadership Additional Responsibilities for Director :… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's policies ... Markets Equities and Equity Derivatives businesses; (2) taking reasonable steps to ensure compliance with all SEC, FINRA, and all other relevant SRO (eg Cboe)… more
- S&P Global (New York, NY)
- …end-to-end rating process, research, cash flow, credit, and structural analytics, and client -facing activities for new issue ratings and surveillance of Esoteric ... internal use):** 12 **The Team:** S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides credit ratings and… more
- Pixalate, Inc. (New York, NY)
- …The Role We are seeking a dedicated, dynamic and experienced Product Marketing Director to support Pixalate's Online Privacy & Compliance products. The ... Job Description Director of Product Marketing, Data Privacy Products Employment...surveillance + Application of online & data privacy compliance application to Ad-Tech ecosystem, a plus + Experience… more
- Pixalate, Inc. (New York, NY)
- …New York, Washington DC, London, and Singapore. ABOUT THE ROLE Pixalate is growing our Compliance team and looking for a Product Director to engage with the ... Product Director - Children's Privacy and Safety Online (Data...been used to unearth multiple high-profile criminal and illegal surveillance cases including: + Gizmodo: An iCloud Feature Is… more
- Acacia Network (Bronx, NY)
- Behavioral Health (Promesa) Medical Director (Methadone Program) Bronx, NY : 3/19/2024 Job Description Job ID#: 3841 Job Category: Behavioral Health (Promesa) ... to provide clinical leadership, direction, and coordination in the provision of patient/ client medical care and physician services and supporting the development of… more
- CIBC (New York, NY)
- …detecting when violations do occur. Regulatory Supervision is a business role (not Compliance ) and is delegated the responsibility to supervise on behalf of Global ... supervisory program + Assist with the tracking and organization of surveillance metrics of various regulatory reporting obligations, including: CAT, TRACE, LOPR,… more
- Scotiabank (New York, NY)
- …to work as part of the team and assist the Senior Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to ... Control governance framework is preferred including understanding of Supervision, Surveillance & Monitoring, Trade Floor Supervision, Risk and Control Library… more
- The Salvation Army (Brooklyn, NY)
- …maintains logs of unusual events or activities. Assists in the direct management of client compliance with house rules, curfews etc. + Interfaces with relevant ... of clients residing in the facility as well as compliance with all rules and regulations. This position assumes...the job description. Responsibilities + Report to the Program Director , and in their absence assume charge of the… more
- TD Bank (New York, NY)
- …acquisitions (eg, TD Cowen), and continues to expand its product offering and client franchise across all asset classes. The successful candidate will develop an ... also fit for purpose. The role reports to the Director , Global Markets Supervision (Equities), and will provide primary...policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct… more
- The Salvation Army (Briarwood, NY)
- …and ensures for the safety of all clients and staff as well as compliance with all facility rules and regulations. A Shift Supervisor assumes the operational ... clients comply with the DHS Code of Conduct and Client Responsibility. + The Shift Supervisor is responsible to...such drills and tours. The Shift Supervisor s upervises surveillance of the grounds, facility, and any activities of… more