- MUFG (New York, NY)
- …the KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, ... the KYC due diligence; + Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas… more
- Citigroup (Jersey City, NJ)
- … Testing, Monitoring, Risk Assessment or Legal role, preferably focused in Investment Banking and Corporate Banking + Experience in planning, executing, ... Serves as a compliance risk officer for Independent ...external inputs in order to build and refresh the Compliance Independent Assessment (CIA) plans for Banking … more
- Bank of America (New York, NY)
- …with Risk and Global Banking and Markets, particularly colleagues in Corporate Banking / Relationship Management, Trading (primarily FX and Interest Rate ... Credit Risk Officer - Corporate / Commercial New...structuring, and monitoring tasks **Required Qualifications** + 7+ years Commercial/ Corporate banking risk and/or analysis experience +… more
- Bank of America (New York, NY)
- …throughout Risk and Global Banking and Markets, particularly colleagues in Corporate Banking / Relationship Management, Trading (primarily FX and Interest ... Credit Risk Officer - Corporate /Commercial San Francisco, California;New...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + Prioritization… more
- Citigroup (New York, NY)
- …leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & International ICRM. ... broad range of financial products and services, including consumer banking and credit, corporate and investment ...and effective. + Developing and coordinating communications for the Banking & International Chief Compliance Officer… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... collectively "CIBC Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- SMBC (Jersey City, NJ)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance...several key compliance risk types, including consumer compliance , investment banking related compliance ,… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...the compliance program for an investment advisory firm in Manhattan,… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...& Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer , you will assist the Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ Bachelor's degree required + Prior work experience in banking or asset management **Preferred qualifications, capabilities, and skills**… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- SMBC (Jersey City, NJ)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... specialized experience in Financial Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance, Legal, or related… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees each Functional area… more
- Citigroup (Queens, NY)
- …of credit risk for those portfolios per Citi's risk appetite framework; ensures compliance against corporate risk standards while enabling business growth; sets ... oversight of US Personal Bank, International cards and personal banking unsecured portfolios in Hong Kong, Singapore and Dubai;...guidance to the Retail Risk businesses. Retail Risk Senior Officer will focus on Cost of Credit Forecast for… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...Description** SMBC is seeking a Director / Senior Credit Officer to cover Energy Corporates in North America. +… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more