- Wells Fargo (New York, NY)
- …Wells Fargo is seeking a Lead Paralegal the Legal Department as part of the Corporate Governance section of the Public, Regulatory and Corporate Affairs ... **In this role, you will:** + Provide logistical assistance to the Corporate Responsibility Committee, including drafting agendas, setting timelines for review of… more
- TD Bank (New York, NY)
- …of the Bank's regulatory and local frameworks. You are required to demonstrate governance , control and risk management oversight in alignment with TD policies ... Management Team (TBSM). This includes acting as an independent oversight and governance function for Capital Risk...risk issues are managed effectively and communicated through appropriate governance bodies and channels * Ensure compliance … more
- MTA (New York, NY)
- …management practices. It involves rigorous oversight of data standards and governance processes to achieve full compliance with data security requirements ... HR, IT, legal, and compliance departments to integrate HR data governance with corporate -wide data management strategies. + Lead multidisciplinary projects… more
- Pfizer (New York, NY)
- …studies, ensuring adherence to security, compliance , and audit requirements. + ** Governance Model Oversight :** Review and refine the Identity and Access ... compliance and understanding across the organization. + **Identity Governance ** :Collaborate with teams to manage role-based access (RBAC), entitlement… more
- Citigroup (New York, NY)
- …areas and organization. **Responsibilities:** + Support the design and implementation of the EUC Governance Framework for Citi. + Provide oversight over the EUC ... progress. + Support management communications relative to EUC Transformation & Governance with senior management, the Executive Operating Committee, Business Risk… more
- Bank of America (New York, NY)
- … LATAM/AMRS** The Non-Financial Regulatory Reporting Center of Excellence (NFRR COE) performs governance & oversight for the Global Operations NFRR inventory of ... processes and controls to support Front Line Unit NFRR Governance for Global Markets, Global Corporate &...of experience in any of the following areas: Change Management/Operations/ Compliance * Proven ability to manage processes and drive… more
- JPMorgan Chase (New York, NY)
- …risk management effectively and responsibly As an AI Product Director within the LLM Governance team, you will have the unique opportunity to be a critical player in ... our firm-wide efforts to drive the adoption and governance of AI across the firm. You will drive...product that enhances transparency in LLM lifecycle management with oversight of assets: use cases, models, analytical tools, asset… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …Paralegal Corporate Compliance Paralegal supports IEEE's overall corporate compliance and corporate governance function. The corporate ... of third parties to include administration of the SAAS applications of third-party corporate governance and compliance service providers; Assists in… more
- MetLife (Whippany, NJ)
- …across fixed income and equity sectors, which include government and corporate bonds, structured finance, real estate and agricultural investments. This position ... within Pension & Investment Manager Oversight will be responsible for analysis, oversight ...preparing and presenting manager proposals for approval to respective governance committees and stakeholders. Key Responsibilities: * Assist in… more
- MTA (New York, NY)
- …+ Assist delegated persons in exercising oversight responsibility for the MTA 's corporate compliance and ethics program; + Assist the ACCO and DCCO in ... to gather information. + Detailed knowledge of Corporate Compliance programs, corporate governance practices and ethics programs preferred. + Demonstrate… more
- M&T Bank (New York, NY)
- … Compliance Monitoring Activities, Compliance Control Management, Compliance Risk Assessment (CRA), Participation in Governance Committees, Forums, ... **Overview:** This Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services department… more
- Mizuho Corporate Bank (New York, NY)
- …projects and other regulatory-related matters. Regulatory Affairs Group also performs oversight and management of the regulatory issues to ensure all regulatory ... and other regulatory interactions. The VP will also assist in the oversight of regulatory remediation program and associated reporting to senior management and… more
- Mizuho Corporate Bank (New York, NY)
- …Department, as a 2nd line of defense organization, provides common risk management oversight and services to all businesses and legal entities across Mizuho US ... & Control (1st LoD Business Controls professionals) to provide oversight and credible challenge of the 1st line control...for regional and business reporting to senior management risk governance forums + Partner with Business & Control function(s)… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate /Commercial San Francisco, California;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... Officerwill be responsible for managing a portfolio of 15-20 corporate clients which, in addition to the above, includes:...Derivatives, & Treasury Management + Sets or supports the oversight of the ongoing management of risk parameters and… more
- Wells Fargo (New York, NY)
- …of one Lead Compliance Officer **In this role, you will:** + Provide oversight and governance of the Public Finance Investment Banking business. + Establish, ... regulators. + Lead and actively participate as a key member and compliance representative on various Public Finance-based governance committees. + Foster… more
- Mizuho Corporate Bank (New York, NY)
- …Americas reports into the US Head of Market and Liquidity Risk and provides oversight over liquidity and funding risks within the US Operations of Mizuho Financial ... Group. It is responsible for ensuring compliance with Enhanced Prudential Standards (EPS) liquidity requirements for Foreign Bank Organizations (FBOs). Scope covers… more
- Citigroup (New York, NY)
- …of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth ... The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will be… more
- SMBC (New York, NY)
- …accurately and is understandable to broader audiences. Key reporting audience are Compliance Vertical Heads, Compliance governance forums, Compliance ... for the governance of issues management, ensuring that all relevant Compliance issues are tracked in appropriate systems of record. + Oversee the use/application… more
- CIBC (New York, NY)
- …and liquidity risk, collectively "CIBC Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on the global ... clients' ambitions a reality, Risk Management is accountable for the independent oversight of risk management inherent to CIBC's transactions and activities. These… more
- American Express (New York, NY)
- …and funding products. The successful candidate will be responsible for providing regulatory compliance oversight and guidance to the GCS business sales teams, ... federal, state and local regulations. + Provide guidance and oversight on the content governance related to...with marketing and sales practices, via the assessment and oversight of compliance risk mitigating controls. +… more