- Citigroup (New York, NY)
- …complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... of and accountability for AML risks. This includes: **Serve as key risk management thought leader for Citi for AML matters relevant to Wealth.** **Set,… more
- Citigroup (Jersey City, NJ)
- …metrics for reporting purposes. + Participate and/or leading other efforts to build exemplary AML risk management programs or lead the design and/or closure ... Director reports directly to the Head of Global AML Regulatory Reporting, Insights & Integration. This individual understands...to oversee and monitor an effective risk management function with key stakeholders across Citi AML… more
- Santander US (New York, NY)
- …Development and/or Validation of, Compliance, transaction monitoring, Below the Line testing, and Risk Management function at an investment bank or hedge fund. + ... Senior Director , AML Compliance Model Validation New...applicable + Advises senior personnel in their communications with risk committees, auditors, regulators, and senior management … more
- Scotiabank (New York, NY)
- Director , Financial Institutions - Securitizations, Global Risk Management **Requisition ID:** 202980 **Salary Range:** 174,700.00 - 286,000.00 _Please note ... Director oversees the Securitizations portfolio for Global Risk Management , reporting to a VP, with...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF… more
- Citigroup (New York, NY)
- …Accounts Global CRM Head. This role will lead the implementation of end-to-end risk management oversight for Global Core Accounts Transformation. This role also ... The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to...best practices and continuously improve each rollout * Operational Risk Management Policy & Standards: ensure adherence… more
- Capital One (New York, NY)
- …for designing and executing a risk -based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across all lines ... ensure the team maintains a comprehensive understanding of the AML , Sanctions and Fraud risk profile of...on the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. +… more
- Ankura (New York, NY)
- …Risk Rating (CRR), Sanctions Screening and Staffing Tools; + Participate in Model Risk Management such as data quality analysis, model validation, and tuning ... for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the...Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; +… more
- Scotiabank (New York, NY)
- …under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines ... provides a full range of investment banking, credit and risk management products and services relevant to...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF… more
- Scotiabank (New York, NY)
- …under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the Guidelines ... Director , Corporate Sales, New York - Global Transaction...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF… more
- Scotiabank (New York, NY)
- Director , US GTB Strategy & Business Management **Requisition ID:** 205642 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is ... of day-to-day business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . + Leads a high performance team… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... and Cyber risk and related processes, governance framework, methodology, Risk management and applicable regulatory requirement. + Demonstrated strong… more
- Bank of America (New York, NY)
- Client Outreach Director Manager New York, New York;Miami, Florida; Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client ... documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections, engages client… more
- Scotiabank (New York, NY)
- …meet obligations with respect to operational, compliance, sanctions and anti-money laundering ( AML ), and conduct risk . **Dimensions:** + Works autonomously but ... Associate Director , Legal Counsel, Global Transaction Banking **Requisition ID:**...Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a best-in-class service model, making… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Associate Director , US Global Capital Markets, COO **Requisition ID:**...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk . * Champions a… more
- Scotiabank (New York, NY)
- …platform, product capabilities, operational processes, risk appetite and risk culture to facilitate cross-product/cross-regional relationship management . + ... Associate Director , Multinational Corporate Sales, Global Transaction Banking **Requisition...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions, and conduct risk . + Build a… more
- Scotiabank (New York, NY)
- …and the world. GBM provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Associate Director , Investment Banking, Mergers & Acquisitions **Requisition ID:**...controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions, and conduct risk **What You'll Bring**… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Associate Director , Legal Counsel, Legal and Corporate Affairs **Requisition...controls to meet obligations with respect to operational, compliance, AML /sanctions, and conduct risk . **What You'll Bring**… more
- SMBC (Jersey City, NJ)
- …regulations (eg, Federal Reserve) as well as banking products and services. Additionally, a risk management / internal control mindset to apply and assess ... not required). + Minimum of 10 years of prior regulatory, compliance, and/or risk management experience. + Experience conducting Compliance Risk Assessments… more
- Bank of America (New York, NY)
- GCIB / GM KYC Support Director New York, New York;Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client Outreach team are the ... documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections, engages client… more
- Citigroup (New York, NY)
- …needs for solution sets and work with internal partners including Product Management and Client Solutions to deliver solutions to identified business needs + ... Coordinate closely with Account Management / Client Service to remain abreast of, escalate,...compliance, and reputational risks (this includes responsibility for the AML /KYC and credit approval processes) + Be familiar with… more