- Citizens (New York, NY)
- …practices. Position Overview: As the Director of Institutional Equities, Options, and Fixed Income Compliance , you will be responsible for overseeing ... Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and...the integrity of institutional trading across equities, options, and fixed income markets, ensuring that we operate… more
- Morgan Stanley (New York, NY)
- …instructions, and finally managing investment accounts as scale. ABOUT THR ROLE The Director of Fixed Income Software Engineering is responsible for ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Development* **Title:** * Director , Software Engineering ( Fixed Income Systems)… more
- SMBC (New York, NY)
- …the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer. + Provides advice on regulatory and ... of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and...responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief … more
- MetLife (Whippany, NJ)
- …experience and expertise in all asset classes, with a strength in public and private fixed income and private assets, including real estate. Visit us at [1] ... a diversified portfolio of public and private assets across fixed income and equity sectors, which include...Account and Benefit Plans investment managers by providing the Director of Pension & Investment Manager Oversight with material… more
- PNC (New York, NY)
- …120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series 7 and 63 within 120 days of employment. Foreign ... to the company's success. As a Capital Markets Managing Director I - Trading within PNC's Capital Markets organization,...Series 7 and 63 within 120 days of employment. Fixed Income (Tax-Exempt): Municipal Trading and Underwriting… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director - Real Estate, Gaming & Lodging (REGAL)...loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, liaise across other departments… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director , Investment Banking, Mergers & Acquisitions **Requisition ID:**...will be to ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Director , US Cybersecurity and Infrastructure Audit **Requisition ID:**...plans and initiatives and audit activities are conducted in compliance in compliance with regulatory requirements and… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Director in ISG Fixed Income Operations to fulfill a multi-functional position supporting the North America ... controls and develop client relationships. This is a Team Specialist position at Director level within Product Support & Services, which is responsible for providing… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Director , Financial Institutions - Securitizations, Global Risk Management...business strategies and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director , US Global Capital Markets, COO **Requisition ID:**...strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director , Legal Counsel, Legal and Corporate Affairs **Requisition...business controls to meet obligations with respect to operational, compliance , AML/sanctions, and conduct risk. **What You'll Bring** +… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Join the Mizuho team as a Metadata Director / Taxonomist! In this role you will...& quantitative)* Understanding of rights and clearances* Understanding of compliance standards and practices* Able to build rapport with… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Summary We are looking for a senior Strategic Sourcing Director to join our procurement team and lead the...to negotiate contracts and commercial terms with suppliers, ensuring compliance with legal and regulatory requirements. + Support key… more
- CIBC (New York, NY)
- …**What You'll Be Doing** The Director of Structured Credit Sales within Fixed Income Sales (under the guidance of the Head of Structured Credit ... rapport, and find a solution + Hold accountability of risk and compliance process **Who You Are** + Comprehensive knowledge of financial markets, specifically… more
- Honeywell (Morris Plains, NJ)
- As a Director of Accelerator Process Improvement here at Honeywell, you will play a crucial role in providing leadership for process & productivity improvement. Your ... improvement initiatives and their impact on productivity, cost savings, and revenue/ income growth + Develop and implement process improvement & productivity… more
- CIBC (New York, NY)
- …Cash Equities, Program Trading, DMA, Listed Equity Derivatives, Delta1, Convertibles, Fixed Income , Treasuries, Repo Financing, Prime Brokerage, Commodities, ... detecting when violations do occur. Regulatory Supervision is a business role (not Compliance ) and is delegated the responsibility to supervise on behalf of Global… more
- S&P Global (New York, NY)
- …skills, preferably with at least **5 years** of experience querying and analyzing fixed income and macroeconomic data. + In-depth understanding of the mechanics ... personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's… more
- Citigroup (New York, NY)
- …Relationship Sales person is responsible for driving growth with our existing Equity, Fixed Income and Synthetic Prime Brokerage client base. As a seasoned ... platform + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Position Overview: The Corporate Tax Compliance Associate/AVP will support the Director of Compliance in managing the company's tax compliance ,… more