• Director - Compliance Monitoring…

    TD Bank (New York, NY)
    …JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules and regulations, and the ability ... 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $230,000 USD TD is committed to providing fair and equitable compensation opportunities to all… more
    TD Bank (07/13/24)
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  • Associate, Global Markets Venue Management Lead,…

    TD Bank (New York, NY)
    …by senior management The Associate - TBM is responsible for helping TD Securities trading businesses achieve best-in-class strategies, operating processes, ... United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $93,000 - $140,000 USD ...controls and infrastructure. This position supports the trading / sales managers and business heads at the… more
    TD Bank (07/30/24)
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  • Vice President, Regulatory and Supervisory…

    TD Bank (New York, NY)
    …policies and appetite. This group is responsible for performing the supervision of sales , & trading & origination activities by conducting reviews, documenting ... practices and escalates key issues arising from Global Markets trading , sales and origination business activities; and...guidance on Trading Desk Policies. + Assists E- Trading GMS Director with maintenance and enhancements… more
    TD Bank (08/07/24)
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  • Director - US Markets Investment Banking…

    TD Bank (New York, NY)
    …considered. + Experience in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge Corporate Investment Banking and Capital ... 40 **Line of Business:** Compliance **Pay Detail:** $190,000 - $240,000 USD TD is committed to providing fair and equitable compensation opportunities to all… more
    TD Bank (09/08/24)
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  • Director - Research Advisory Compliance

    TD Bank (New York, NY)
    …Knowledge of Debt Research a plus. + Knowledge of derivatives and equity derivative sales and trading markets a plus + Strong knowledge of applicable securities ... 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair and equitable compensation opportunities to all… more
    TD Bank (07/24/24)
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