• Director , Compliance & Ethics,…

    Teva Pharmaceuticals (Parsippany, NJ)
    …& Ethics, Global R&D and Medical Affairs Date: Sep 6, 2024 Location: Parsippany, United States , New Jersey, 07054 Company: Teva Pharmaceuticals Job Id: 58137 ... people to make a difference with. **The opportunity** The Director Compliance & Ethics, Global R&D and... Compliance . This role serves as the primary compliance officer for US Medical Affairs as… more
    Teva Pharmaceuticals (09/07/24)
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  • Director - Compliance Monitoring…

    TD Bank (New York, NY)
    **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $230,000 USD TD is ... more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...+ Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities +… more
    TD Bank (07/13/24)
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  • Director , Consumer Compliance

    KPMG (New York, NY)
    …Advisory. KPMG is currently seeking a Director in Consumer Compliance for our Consulting (https://advisory.kpmg. us /) practice. Responsibilities: + Assist ... **Business Title:** Director , Consumer Compliance **Requisition Number:** 118205...Applicants must be currently authorized to work in the United States without the need for visa… more
    KPMG (09/13/24)
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  • Director , Markets Compliance

    KPMG (New York, NY)
    **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... a career in Advisory. KPMG is currently seeking a Director to join our Advisory Services (https://advisory.kpmg. us /)...Applicants must be currently authorized to work in the United States without the need for visa… more
    KPMG (09/13/24)
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  • Regional Commercial Director - Regulatory…

    S&P Global (New York, NY)
    …Requirements:** This role is limited to persons with indefinite right to work in the United States . **Return to Work:** Have you taken time out for caring ... Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to...II (EEO Job Group) **Job ID:** 306860 **Posted On:** 2024-09-14 **Location:** New York, New York, United States more
    S&P Global (09/14/24)
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  • Director - Research Advisory…

    TD Bank (New York, NY)
    **Work Location** : United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to ... (USA) LLC Research group, Strategist teams and others producing Market Commentary within the Firm. Such advice will be...insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of… more
    TD Bank (07/24/24)
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  • Director , Compliance

    BMO Financial Group (New York, NY)
    The US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the Firm's Cash Equities Electronic Trading ... US broker-dealers. The role will include accountability for compliance advisory services, design and execution of surveillance activities,...regulations related to the US Cash Equities markets , including FINRA, SEC, SRO rules and market more
    BMO Financial Group (09/06/24)
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  • Compliance Director - Institutional…

    Citizens (New York, NY)
    …JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. ... Director of Institutional Equities, Options, and Fixed Income Compliance , you will be responsible for overseeing both advisory...policy of very local and state jurisdiction in the United States . #LI-Citizens4 Some job boards have… more
    Citizens (08/21/24)
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  • Director , Volcker Compliance

    SMBC (New York, NY)
    …with global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
    SMBC (08/15/24)
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  • Financial Services Director : Regulatory…

    Huron Consulting Group (New York, NY)
    …implemented in the future. **Posting Category** Diversified **Opportunity Type** Regular **Country** United States of America At Huron, we're redefining what a ... **Position Summary** Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial...limited to specific skills or certifications, years of experience, market changes, and required travel. This job is also… more
    Huron Consulting Group (09/05/24)
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  • Director of Engineering Code…

    ARAMARK (Bronx, NY)
    **Job Description** Aramark Healthcare+ is seeking candidates for a Director of Engineering Code Compliance position at BronxCare Health System, located in ... related to individual performance, Aramark or individual department/team performance, and market factors. **Job Responsibilities** + Manages code compliance as… more
    ARAMARK (08/03/24)
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  • Director - US Markets

    TD Bank (New York, NY)
    …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , US Markets Compliance Advisory to join our ... **Work Location** : United States of America **Hours:** 40...development and build out of a global Investment Banking Compliance program and Control Room across Canada, US more
    TD Bank (09/08/24)
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  • Director , Compliance Issues…

    SMBC (New York, NY)
    …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
    SMBC (08/24/24)
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  • Director , Product Management,…

    Wolters Kluwer (New York, NY)
    ** Director , Product Management, Market Strategy - Compliance Analytics** **- Hybrid MA/MD/MN/NY/** **PA** **R** **0043219** **Summary:** The Director , ... building and executing a high growth strategy in the Compliance Analytics market space. This includes both...over 7,000 financial institutions, including 94% of top 100 US Banks. Banking Compliance Solutions (BCS) includes… more
    Wolters Kluwer (08/14/24)
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  • Director , Global Sanctions & Financial…

    S&P Global (New York, NY)
    …Divisions of Market Intelligence and Commodity Insights, with particular focus on United States , United Kingdom, and European Union economic sanctions. + ... **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance ...to persons with indefinite right to work in the United States . **Return to Work:** Have you… more
    S&P Global (09/02/24)
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  • Director , Federal Compliance

    Ankura (New York, NY)
    …and securities/brokerage [broker dealer] + Working knowledge/experience with virtual currency, non- US AML and regulatory compliance , fraud prevention, consumer ... and financial safety & soundness. + Prior consulting experience or experience in internal compliance reviews or audits; + US citizenship or permanent residency +… more
    Ankura (09/04/24)
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  • Senior Director of Medical Safety…

    Danaher Corporation (New York, NY)
    …lives with diagnostic tools that address the world's biggest health challenges. The Senior Director of Medical Safety and Compliance will lead the Medical Safety ... to provide timely medical and clinical consultation and review for pre- and post- market risk assessments, medical review, and adverse event reporting. This role is… more
    Danaher Corporation (09/12/24)
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  • Director of Compliance

    RELX INC (New York, NY)
    …sanctions compliance . Responsibilities + Conducting Compliance Investigations: Investigate compliance incidents in the US and Europe to ensure adherence ... Do you have a real eye for detail and compliance ? Are you a legal professional looking to grow...in North America. The headquarters is in London. The market capitalization is about pounds 60bn ($80bn), making it… more
    RELX INC (08/03/24)
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  • Executive Director , Equity Derivatives…

    CIBC (New York, NY)
    …Derivatives business; + Providing ongoing Compliance advisory services to the US Capital Markets business, which includes liaising with external regulators ... CIBC's Regulatory Compliance Management framework; + Performing investigations of US Capital Markets personnel to identify issues of potential regulatory… more
    CIBC (07/19/24)
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  • Director , Risk, Forensics…

    Ankura (New York, NY)
    …firm, or US Government + Demonstrated expertise in international trade compliance + Excellent research and writing capabilities required. Candidates must be able ... that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services… more
    Ankura (07/15/24)
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