- Citigroup (Jersey City, NJ)
- …+ Establish a formal Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to validate that root cause analysis is performed proactively ... US and foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as appropriate, including coordinating AML-related examinations,… more
- SMBC (Jersey City, NJ)
- … Department Americas Division ("CPAD"). This role reports to the Executive Director, Head of Compliance Risk Assessment and will lead the management of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...the Compliance Control Inventory and assist in managing a comprehensive risk… more
- Bloomberg (New York, NY)
- …carried out by localized or domain-specific teams. **We'll trust you to:** + Support the Global Head of Risk and Compliance Shared Services, the global ... award-winning pro bono program. The Chief Risk Office and Global Compliance team provide coverage of Bloomberg's...+ Managing ad hoc assignments as directed by the Global Head of Risk Assurance … more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to...best practices. This role will report directly to the Head of Compliance , SPDJI. **Responsibilities and Impact:**… more
- S&P Global (New York, NY)
- …Crimes Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance Program Office within S&P ... audits, and assurance reviews. + Draft, socialize, submit, and track Global Financial Crimes Compliance regulatory filings, including initial / ongoing… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …collaboration with the Associate Director Global Strategy and Operations and Head Global Strategy and Operations. In collaboration with the Associate ... Director Global Strategy and Operations and Head Global Strategy and Operations, candidate is...with external parties. Ensure that all employees are in compliance with all contract requirements + Support the Associate… more
- Axis (New York, NY)
- …Services to join our Shared Services Claims team. As a direct report to the Head of Quality Assurance and Compliance , Claims Shared Services, the successful ... your opportunity to join AXIS Capital - a trusted global provider of specialty lines insurance and reinsurance. We...development and execution of the North America Claims Quality Assurance and Compliance program for AXIS North… more
- Scotiabank (New York, NY)
- …with the title and coverage of in-scope processes sufficient to provide holistic assurance , including integration with global processes as applicable. + Deliver ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124...a balanced rating demonstrating a clear statement of the assurance provided, supported by measured evaluation of the strengths… more
- Citigroup (New York, NY)
- …team in Core Operations within Citi's Chief Operating Office and partner with the Global Head to drive the strategic agenda for Tax Information Reporting. The ... assurance of end-to-end activities that contribute to world-wide compliance of Tax Information Reporting. This includes support, oversight...pertains to TIR. The role directly reports into Citi's Global Head of Tax Information Reporting and… more
- SMBC (New York, NY)
- …with the close collaboration with Issue owners - closed. This role will report into the Head of Compliance Reporting, Risk & Controls and manage a small team of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Compliance Vertical Heads, Compliance governance forums, Compliance senior management, and Head Office. +… more
- SMBC (New York, NY)
- …and reports on the compliance risks and issues to SMBC and the Global Compliance Senior Management. Additionally, the SMBC Compliance Department works ... closely with the Global Compliance Department in Tokyo to ensure effective...Risk Management, Operations, IT, and Legal; + Support Quality Assurance efforts within the Market Surveillance program; + Support… more
- Meta (New York, NY)
- …complexities head -on, to help design and build continuous operational compliance practices throughout the company while representing our users and their privacy ... **Summary:** We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a...and Transparency Notice & Choice. The role is an assurance role in the second line of defense. In… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …and compliance of all required DS documentation for quality control/ assurance , legal, finance, operational and educational requirements. Operates at a strategic ... people. Under the Group's 2025 Vision to become a " Global Pharma Innovator with Competitive Advantage in Oncology," Daiichi...Center (OEDC) Program Lead, who directly reports to the Head of the OEDC, supports the OEDC and its… more
- Scotiabank (New York, NY)
- …with the title and coverage of in-scope processes sufficient to provide holistic assurance , including integration with global processes as applicable + Deliver ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a… more
- Wells Fargo (New York, NY)
- …environment. Primary responsibilities include the following: + Provide trading/ compliance expertise together with others, maintaining global transparency ... First Line. The successful candidate will report to the Head of Supervisory Support and will work closely with...+ 7+ years of risk management, business controls, quality assurance , business operations, compliance , or process experience,… more
- HSBC (New York, NY)
- … compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance , Global Business Compliance Officer, Area ... + Work with Sales Quality team to remediate exceptions found + Work with Compliance Assurance on remediation of audit findings and work with the advisors on the… more
- Kohler Co. (New York, NY)
- …**Opportunity** Kohler Ventures is an independent company wholly owned by Kohler Co., global leader in the manufacture of kitchen and bath products, tile and home ... and design. Come join us as we build a best-in-class global multi-disciplinary team across artificial intelligence, machine learning, design, advanced software… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …medicines to help people. Under the Group's 2025 Vision to become a " Global Pharma Innovator with Competitive Advantage in Oncology," Daiichi Sankyo is primarily ... culture. Service as a primary contact with Legal and Quality Assurance regarding records Retention and Training Coordination. Demonstration and successful execution… more
- Citigroup (New York, NY)
- …Citigold Private Client and offers wealth management in the workplace through Citi Global Wealth at Work. This position reports to the Wealth Client Segments Control ... Testing Head within the Citi COO organization's Central Controls Capabilities;...this position's specified business/segment - ie, operational controls performance assurance /testing - which includes design, results reporting, and insight… more