- Insight Global (New York, NY)
- Job Description Insight global is searching for a Head of Compliance Technology. In this role, you will lead a team of technology professionals responsible for ... success managing multiple technology initiatives in a fast-paced environment. The Head of Compliance Technology reports directly to the firms Chief Compliance… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... the overall success of the First Line and the Compliance Department in both the US and globally ensuring...of the team's business strategies and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 14 **The** **Role** **:** Head of Product, Regulatory & Compliance **The Team** : The Enterprise ... corporate clients with industry-leading software, data and services. Our Regulatory & Compliance ecosystem is comprised of products that help our customers manage… more
- TD Bank (New York, NY)
- …teamwork and handling any/all disciplinary actions, as required + Executes on TDS Compliance Initiatives in accordance with the TD Global Compliance Department ... Management Program + Facilitates the support of strategy for the Compliance team by supporting the design and implementation of stakeholder engagement plans,… more
- Citigroup (New York, NY)
- Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible ... responsible for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for our credit cards products and… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position ... of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as well as maintain the...Risk Management direction as well as maintain the AML compliance program for the businesses + Translate AML strategy… more
- SMBC (New York, NY)
- …and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance ... . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the… more
- SMBC (Jersey City, NJ)
- …with the close collaboration with Issue owners - closed. This role will report into the Head of Compliance Reporting, Risk & Controls and manage a small team of ... audience are Compliance Vertical Heads, Compliance governance forums, Compliance senior management, and Head Office. + Manage the registration/validation… more
- Neuberger Berman (New York, NY)
- …obligations + Interact closely with all areas and personnel within the Legal and Compliance Department, including the global head of compliance , general ... Chief Compliance Officer for over $55 billion complex of...**Responsibilities:** + Managing all aspects of a registered fund compliance program, including: + Annual Rule 38a-1 compliance… more
- Tradeweb (New York, NY)
- …are reviewed and updated at the required cadence + Improving and routinely prepare compliance management information for use by the Head of Compliance ... Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally.… more
- World Insurance Associates, LLC. (New York, NY)
- …busy, fun position that will grow your skill set. Responsibilities + Assist the Head of Compliance /Deputy General Counsel on company regulatory, compliance ... focused on building world class operations and corporate culture, support the Compliance and Legal department in regulatory, compliance and operational matters.… more
- CIBC (New York, NY)
- …to our Capital Markets and Canadian Commercial & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance Examination ... Specialist is accountable for execution of the US Compliance Examination Plan established to ensure the company's ...Compliance Examination Plan established to ensure the company's compliance with state and federal laws and regulations. The… more
- Robert Half Finance & Accounting (New York, NY)
- …+ Develop and execute a cohesive global tax strategy for the company. + Head all aspects of tax planning, compliance , and reporting, assuring meticulousness and ... Management firm is seeking a highly experienced and strategic Head of Tax to oversee all aspects of the...tax strategy. This position entails managing all tax planning, compliance , and reporting, ensuring that all processes are carried… more
- SMBC (New York, NY)
- …also contribute to strategic planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko Securities Inc. ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- Wellington (New York, NY)
- …of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform Compliance , Americas, working closely with other compliance ... aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, focusing on… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …Duties Assist in various tasks as the need arises when requested by the Unit Head , Section Head or Manager COMPLIANCE : + Obtain a basic understanding ... rules and regulations should be directed to the Legal and Compliance Department. Attend Annual compliance Training presented by the Legal and Compliance … more
- Mizuho Corporate Bank (New York, NY)
- …a timely manner. Conduct reviews on PDCA from each office semi-annually. + Liaise with MUSO Compliance in NY and Head Office Compliance Dept in Tokyo. + ... Provide support to MUSO's Regional CCO and other MDs at Americas Compliance Department in their efforts in effecting regional governance (General and Markets … more
- New York State Civil Service (New York, NY)
- …make corrective suggestions/recommendations that adhere to MWBD best practices standards to the head of Compliance and Division management.. Upon request by the ... actions on agency/authority annual goal plans and quarterly utilization reports for compliance with Executive Law Article 15-A, MWBD Division protocols, and other… more
- ICF (Newark, NJ)
- …seeks an experienced Grantee Specialist to support the Region II office of Head Start Training and Technical Assistance contract. The specialist will have expertise ... in Head Start operations, and a strong working knowledge of...staff. + 1+ years' experience assisting organizations to address compliance issues. + 1+ years' experience communicating, both orally… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …country by US News & World Report for more than 30 years. In compliance with applicable State regulatory authorities, vaccination for COVID-19 and Influenza (flu) is ... exemption is required to start work. Job Description Exciting Opportunity at MSK: The Head and Neck Oncology Service in the Department of Medicine is seeking a… more