- TD Bank (New York, NY)
- … risk oversight and in partnership with colleagues leading key enterprise-wide compliance functions and is responsible for the development, maintenance and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** The Head of ...anticipating, managing, and directing the response to regulatory and corporate -related compliance issues impacting the bank across… more
- Citigroup (New York, NY)
- …directly to the Global Head of ORM, the responsibilities for the ORM Head for ORM Global Functions include: Leads the strategy, approach and drive 2LoD ... covers all business lines (USPB, Wealth, Markets, Services, Banking, Clients, Global Functions , COO and Technology) and legal vehicles spanning all geographies. The… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- Wells Fargo (New York, NY)
- …as well as with senior management, COOs, Business Control Managers and partner functions (eg, Compliance , Risk, Operations, Technology, and Legal). In this role ... Management Senior Manager to lead key strategic risk initiatives within the CIB ( Corporate and Investment Banking) businesses. Learn more about our career areas and… more
- SMBC (New York, NY)
- …is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance . This role is tasked with leading three ... key functions : Compliance Risk Assessment, Monitoring and Testing,...oversees the Risk and Control Self-Assessment (RCSA) process for Corporate Compliance . The successful candidate will ensure… more
- US Bank (New York, NY)
- …collaborative relationships across the enterprise, including HR, Communications, and Risk & Compliance . The Head of Segment Marketing Managers will lead a ... at-all from Day One. **Job Description** Reporting to the Head of WCIB Marketing, the Head of...lead the team of Segment Managers across WCIB (Wealth, Corporate , Commercial, and Institutional Businesses) and ICG (Institutional Client… more
- Mizuho Corporate Bank (New York, NY)
- Position Overview: The Corporate Tax Compliance Associate/AVP will support the Director of Compliance in managing the company's tax compliance , ... and reporting of tax provisions (ASC 740) and effectively managing the tax compliance process. Key Responsibilities: + Tax Provision (ASC 740): + Prepare and… more
- Teva Pharmaceuticals (Parsippany, NJ)
- … corporate updates, including Investor Relations + Well-versed in compliance , regulatory, and legal policies for reimbursement, product coverage across channels ... Chief of Staff, Head of US Commercial Excellence Date: Oct 4,...any incumbents with reasonable accommodation if necessary. Any non-essential functions are assumed to be included in other related… more
- Equitable (New York, NY)
- Head of Credit Investments, General Account ( 240000EN ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : Full-time ... management of the GA portfolio. **Job Overview** The Global Head of Credit Investments will have responsibility for oversight...and management of a portfolio of public and private corporate credit investments totalling $51 billion in book value.… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …covered by existing procedures and standards. Creates meaningful partnership with Corporate , Functions and Business Units to including consistent participation ... centered around rare diseases and immune disorders. **Summary** The Head of Risk Management US provides leadership to ensure...the optimal design and alignment of all risk management functions in support of the companies' mission, vision and… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... clients to optimize cash flow, improve liquidity forecasting, and ensure bank compliance with both US and international regulatory requirements. This role requires… more
- SMBC (New York, NY)
- …data analytics to inform targeted action plans. + Foster strong relationships with compliance teams, business lines, and key support functions such as Legal, ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- City of New York (New York, NY)
- …Manager and Brokerage programs and the broader ESG program, including Corporate Governance and ESG Due Diligence. Economically Targeted Investments The Systems ... Manager Strategy and will collaborate with each Asset Class Head to identify diverse and emerging managers that are...due diligence and monitoring processes across all asset classes, - Corporate Governance work to hold publicly traded companies in… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... and Skills** + Develop and maintain a reporting framework working across functions to access data evaluate KPIs understand what is driving performance and… more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President...will also support the Annual Plan efforts with the Head of Americas Team and Head of… more
- Mizuho Corporate Bank (New York, NY)
- General Department Description The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary ... bank, Mizuho Bank (USA), and also provides compliance support services to Mizuho Americas LLC, the US...also assess for and analyze opportunities to enhance/optimize AML/KYC functions to strengthen the AML/KYC Program and make corresponding… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …Duties Assist in various tasks as the need arises when requested by the Unit Head , Section Head or Manager COMPLIANCE : + Obtain a basic understanding ... for propriety + Input manual SWIFT messages + Perform functions of RMA processing including information gathering / due...and regulations should be directed to the Legal and Compliance Department. Attend Annual compliance Training presented… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …Staff, Global Compliance & Risk Management (CRM) will support the Chief Compliance Officer/Global Head of CRM in leading global organization while supporting ... Staff will play a central role in supporting the Head of Global CRM through strategy planning, department administration,...- Build a thorough understanding of all core business functions of the organization, as well as key stakeholders,… more
- Scotiabank (New York, NY)
- …CRCA. This role will entail substantial coordination with various business units, control functions and other teams within the Compliance function. **What You'll ... Senior Manager, US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:**...products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed… more
- Tradeweb (New York, NY)
- …for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will provide support for ... at the required cadence + Improving and routinely prepare compliance management information for use by the Head...with a diverse group including business colleagues and other corporate functions , notably risk management, human resources,… more