- TD Bank (New York, NY)
- …needed, and providing advice and support, as required. **Job Details:** The Head of Compliance Program Management reports to the TDBG VP, Compliance ... Programs. **Individual Accountabilities:** The Head of Compliance Program Management will execute this mandate in accordance with the key RCM Program … more
- TD Bank (New York, NY)
- …, as needed, and providing advice and support, as required. **Job Details:** The Head of Compliance Program , Strategy, & Operations reports to the ... monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior management...continuous improvement program to support the Enterprise Compliance Program . * Responsible for the coordination… more
- TD Bank (New York, NY)
- …is responsible for the development, maintenance and enhancement of a Compliance program designed to achieve effective management and oversight of regulatory ... issue resolution + Develops and enhances a scalable compliance program with effective program ...programs to support all elements of an effective Bank-wide Compliance Management System + Develops processes to… more
- Scotiabank (New York, NY)
- …+ Provide ongoing reporting on the status of the Volcker Compliance Program , including reporting to senior management and governance forums such as the ... Senior Manager, Head of Volcker Compliance **Requisition ID:**...provide support to the GBM&T in implementing Volcker Rule Compliance Program in the US and Canada.… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Head of US Compliance Monitoring and ... + Develops and maintains constructive relationships between the Senior Management across TD and the Senior Compliance ...application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 14 **The** **Role** **:** Head of Product, Regulatory & Compliance **The Team** : The Enterprise ... engagements. **Position** : We are seeking an experienced Executive Director of Product Management to lead the Regulatory & Compliance product team. To be… more
- SMBC (New York, NY)
- …and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance . ... weaknesses. + Regulatory Change Management : Manage the Regulatory Change Management Program , ensuring all regulatory changes are identified, assessed, and… more
- Citigroup (New York, NY)
- …role is responsible for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for our credit cards ... compliance monitoring programs, identify reporting metrics associated with regulatory compliance program execution, and develop corrective action plans to… more
- ICF (Newark, NJ)
- …individualized, group, and virtual T/TA to recipients related to governance, program management , and fiscal operations, including supporting recipients in ... Grantee Specialist to support the Region II office of Head Start Training and Technical Assistance contract. The specialist...provide effective presentations and training in areas related to program management and fiscal operations. + Support… more
- TD Bank (New York, NY)
- …Owns Compliance Technology/Business Architecture strategy and business plan, owns Compliance accountabilities for Risk's Evolve Program and iD8, and ... eGRC strategy and business plan + Owns US Compliance engagement with the eGRC program and...+ 10+ years related experience required + Expert in compliance regulations, strategies and risk management ; possesses… more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Head of Global Anti-Money Laundering Data ... who collaborate to detect and disrupt suspicious activity. The Head , GAML Data Strategy and Management is...degree strongly preferred + 20+ years of relevant Data Management , Regulatory Risk & Compliance , and AML… more
- Citigroup (New York, NY)
- …. Bachelor's/University degree, master's degree preferred. **Job Family Group:** Project and Program Management **Job Family:** Program Management ... The Head of Global Regulatory Engagement (GRE) will report...regulatory authorities, as well as matrix managing the regulatory management organization responsible for the management of… more
- Guardian Life (New York, NY)
- The Head of Wealth Management Marketing will own the strategic planning, development, and execution of marketing initiatives for our Wealth Management ... , Legal, and Digital. This position reports to the Head of IM Marketing Strategy, who, in turn, reports...team of marketing professionals, providing guidance, mentorship, and performance management . + Ensure compliance with all regulatory… more
- Wells Fargo (New York, NY)
- …decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Required Qualifications, US: + 6+ years of Risk ... About this role: Wells Fargo is seeking a Control Management Senior Manager to lead key strategic risk initiatives...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job… more
- Morgan Stanley (New York, NY)
- …crimes prevention program , including providing review and oversight of 1L KYC program execution. Additionally, the Head of GFC Banks Advisory will serve as ... Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention,… more
- Citigroup (New York, NY)
- …of multiple data points and express those conclusions clearly and succinctly to senior management in the business and in sanctions compliance . + Aptitude to ... The Global Sanctions Solutions Head is a senior level role responsible for...level role responsible for developing the Global framework and program structure for sanctions across the Payments business. The… more
- S&P Global (New York, NY)
- …environment that fosters growth and development for all team members. **The Impact:** The Head of DTS - Infrastructure Technology Risk Management will lead the ... posture. **Responsibilities and Impact:** Lead and manage the DTS Technology Risk Management team, focusing on both risk management and controls implementation;… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …as other research areas centered around rare diseases and immune disorders. **Summary** The Head of Risk Management US provides leadership to ensure the optimal ... other things, a robust business continuity and disaster readiness program and crisis management response plan. Together...and forums. As a member of the Global Risk Management Team as well the Global Compliance … more
- International Rescue Committee (New York, NY)
- …to individual units. * Identify and mitigate material risks to financial performance, management , and compliance within CRRD. * Maintain visibility on major ... Requisition ID: req55278 Job Title: Head of Finance, Crisis Response Recovery & Development...* Solid understanding of non-profit financial regulations and donor compliance requirements. * Experience in collaborative management … more
- US Bank (New York, NY)
- …collaborative relationships across the enterprise, including HR, Communications, and Risk & Compliance . The Head of Segment Marketing Managers will lead a ... at-all from Day One. **Job Description** Reporting to the Head of WCIB Marketing, the Head of...impacting business growth + Create a clear vision and program for how relationship management is built… more