- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing, and Regulatory Change Management is ... role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role is tasked with...role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing,… more
- Citigroup (New York, NY)
- …validations, and control enhancement initiatives + Coordinate the overall MCA and Annual Risk Assessment (ARA) processes for the LMS business, track progress to ... (including Third Party and Inter-affiliate): Policy, Standards and Procedures management, risk identification and analysis, Manager's Control Assessment (MCA)… more
- SMBC (Jersey City, NJ)
- …the Compliance Department Americas Division ("CPAD"). This role reports to the Executive Director, Head of Compliance Risk Assessment and will lead the ... Inventory with other elements of the compliance framework including the Compliance Risk Assessment , Monitoring & Testing; and the inventory of Laws, Rules… more
- Mizuho Corporate Bank (New York, NY)
- …including recalibration of the plan based on the results of the Compliance Risk Assessment + Update Compliance Monitoring Policies, Procedures, Frameworks ... Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment , Compliance Testing, and Issues Management +… more
- City of New York (New York, NY)
- …tools to address these systemic risks, including -ESG integration work, which ensures that assessment of ESG risk is embedded in our asset manager due diligence ... Economically Targeted Investments (ETIs) - investments that return an appropriate risk -adjusted rate of return while also creating collateral benefits for the… more
- Citigroup (New York, NY)
- The Head of Compliance for Citi Retail Services (CRS) is a Director level role, which serves as a senior function/business/product compliance risk manager for ... rule, or regulation and design and delivery of a risk management framework that maintains risk levels...regulatory findings. + Providing oversight and guidance over the assessment of complex issues, structures potential solutions and drives… more
- Axis (New York, NY)
- …portfolio analytics + Deep understanding of technical underwriting issues including risk assessment , exposure monitoring /control, wordings, bespoke ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...does this role contribute to our collective success?** The Head of Underwriting Execution for AXIS Reinsurance will report… more
- Bristol Myers Squibb (Madison, NJ)
- …single case and aggregate safety monitoring , safety reporting, contributing to benefit- risk assessment , risk management planning and strategy, execution ... labeling support. . Lead process improvement projects. Assist the Medical Safety Assessment (MSA) TA Head /Lead in developing and maintaining state-of-the-art… more
- Bristol Myers Squibb (Madison, NJ)
- …single case and aggregate safety monitoring , safety reporting, contributing to benefit- risk assessment , risk management planning and strategy, execution ... global regulatory requirements. **Position Summary** + Lead safety activities and benefit- risk strategies for assigned BMS compounds/ program and chair the product… more
- Citigroup (Queens, NY)
- …controls design, controls testing. Managerial experience required. + Strong understanding of risk assessment processes. + Advanced skills in MS Excel and ... the team/project. This role will ultimately report to the Head of Wealth Monitoring and Testing. **Responsibilities:**...relevant Monitoring and Testing tools. + Summarize Monitoring exceptions for Assessment Units (AU) through… more
- Citigroup (Jersey City, NJ)
- …the areas of in-business controls, controls design, controls testing. + Strong understanding of risk assessment processes. + Advanced skills in MS Excel and MS ... designed and owned by Citi's Wealth departments. The Business Risk Officer is a strategic professional who stays abreast...the team/project. This role will ultimately report to the Head of Wealth Monitoring and Testing. **Responsibilities:**… more
- SMBC (Jersey City, NJ)
- …a solid foundation of the applicable regulatory framework. + Participates in the annual risk assessment process of applicable laws and regulations to drive the ... seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President is responsible for...will also support the Annual Plan efforts with the Head of Americas Team and Head of… more
- Citigroup (New York, NY)
- …* Analysis and monitoring of client and segment relationships to mitigate risk * Oversight for iCAPs (Issues and Corrective Action Plans) monitoring and ... reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head . This role will lead the implementation of end-to-end risk management… more
- Citigroup (New York, NY)
- …In-Business QA (IBQA) function in the establishment of WCR IBQA policies, procedures, risk assessment and controls to drive effective QA coverage and standards ... provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the… more
- SMBC (Jersey City, NJ)
- …Description** Reporting to the Director of Operational Risk , Team Lead of Operational Risk , and Head of Non-Financial Risk , the Associate supports the ... Other Risks Group (ORORG) in accordance with US Regulations, Head Office policies and industry practices for Risk...monitoring and assessing business practices related to the risk appetite framework for SMBC. Within RMDAD, the Operational… more
- WTW (New York, NY)
- … management programs, including governance, risk appetite and tolerance, assessment and mitigation strategies, monitoring and reporting, and integrating ... to all clients. We cover all things related to assessment of risk , optimization of risk...WTW. The role will report to the North America Head of ERC. We currently work with some of… more
- SMBC (New York, NY)
- …industry practices that meet both business and regulatory requirements for the appropriate risk structure. 2. Ensure an objective, critical assessment of risks ... development of frameworks, policies, processes, and procedures designed to ensure risk identification, aggregation, mitigation, and monitoring capabilities in… more
- Citigroup (New York, NY)
- …of work. **Key Responsibilities:** * Manage program strategy and planning within the Risk Monitoring and Reporting program including defining the strategy and ... risk , digital assets risk and climate risk . The group is headed by the Head...strategic initiatives covering risk identification, measurement (including risk appetite and stress testing), monitoring , reporting… more
- Morgan Stanley (New York, NY)
- …audit. - Present transactions to Firm approval committees and quarterly review Credit committees of higher risk loans to the Global Head of FSL Credit Risk - ... Firm Risk Management Firm Risk Management (FRM)...subsequent collateral pledges, portfolio management of existing facilities, and monitoring upcoming renewals and repayments. Primary Responsibilities - Responsible… more
- Citigroup (New York, NY)
- …liaise with regulators on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to executive ... with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth...line of defense function provides oversight through appropriate controls, monitoring and escalation framework. This person is responsible for… more