- SMBC (New York, NY)
- …an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and ... Securities and processes. In addition to building out the Nikko Securities Operations team to support this growth agenda the individual will also be required… more
- TD Bank (New York, NY)
- …of a Senior Executive and requires comprehensive knowledge of executive operations , policies, practices and personnel + Coordinates and facilitates high-level ... clerical and administrative skills + Knowledge of division organization, terminology and operations + Ability to work independently and within a team + Proven… more
- JPMorgan Chase (Brooklyn, NY)
- …risk and extend liquidity in markets around the world. **Job Description** The Securities Services Operations Finance Management team are looking for a ... for Custody Operations . The successful candidate will work closely with the Head of Custody Operations and their leadership team, also with Custody business… more
- SMBC (New York, NY)
- …Critical Job Knowledge and Core Competencies/Skills: + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko...communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 14 **The** **Role:** Global Head of Product Solutions, Non-Financial Corporates **Grade:** 14 ( _relevant for ... multiple functional roles including commercial, technology, data & content operations , client services. **Preferred Qualifications:** + Product Development and/or… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...portfolio of benefits to its employees. **Job Summary** The Head of Functions Control Officer is a leader, change… more
- Wells Fargo (New York, NY)
- …partner with Operations Control for all aspects of the CIB business, including Securities Operations that support Wells Fargo Securities (WFS LLC) and ... its Global Payments Services, Mortgage Servicing, FCM, and Prime Services businesses. The Head of Trade Surveillance Subject Matter Experts (SMEs) will report to the… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 14 **Responsibilities and Impact:** Reporting to the Head of Global Commercial Strategy, Product & Operations , the successful ... + Create high levels of communication between Product / Operations / Analytical R&D and other key stakeholder teams,...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Wells Fargo (New York, NY)
- …partner with Operations Control for all aspects of the CIB business, including Securities Operations that support Wells Fargo Securities (WFS LLC) and ... its Global Payments Services, Mortgage Servicing, FCM, and Prime Services businesses. The Head of Trade Surveillance Governance will report to the Global Head … more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Wells Fargo (New York, NY)
- …partner with Operations Control for all aspects of the CIB business, including Securities Operations that support Wells Fargo Securities (WFS LLC) and ... The Data Assurance Director will report to the Global Head of Trade Surveillance and will be responsible for...and partner functions (eg, Compliance, Data Management, Technology, Risk, Operations and Legal). In this role, you will: +… more
- Citigroup (New York, NY)
- …Services business brings together our Treasury & Trade Solutions with our Securities Services, providing global solutions that can help clients drive their business ... help clients grow their business with access to local expertise and scalable securities management solutions. **Overview of the Role:** As a Design & UX executive… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Citigroup (New York, NY)
- …derivatives, structured products, and strategic advisory services. The Corporate Banking AML Head is a leadership position in Citi's Banking AML team, who manages ... Client AML Risk across the Corporate Banking business. The Corporate Banking AML Head will act as the primary liaison, collaborating across all three lines of… more
- Scotiabank (New York, NY)
- Director, Global Head of Prime Services Product Development **Requisition ID:** 201974 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary Range ... an inclusive and high-performing culture. **Title** : Director, Prime Services Global Head Product Development - New York, NY **Global Banking and Markets** Global… more
- Morgan Stanley (New York, NY)
- …a check and challenge over the first line's execution of enhanced due diligence. As the Head of the Client Risk Unit in GFC, you will: * Plan, coordinate, and track ... leading working groups with GFC, business unit, First Line Financial Crimes, Operations , and Technology representation * Coordinate with regional GFC Client Risk… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... in the operating model by collaborating with internal groups such as Credit, Operations , Strats and IT - Gather industry and company data, and create meaningful… more
- SMBC (New York, NY)
- …(SMBC) will work within the Legal Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The firm's employees serve ... President, Paid Media*to join the Global Firmwide Marketing organization, reporting to the Head of Global Media. This role will be responsible for leading*Media … more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more