- Daiichi Sankyo, Inc. (Bernards, NJ)
- …HR, Legal, and Compliance . The position will research assigned Compliance cases, develop investigative findings, participate and lead investigative ... HR, Legal, and Compliance . The position will research assigned Compliance cases, develop investigative findings, participate and lead investigative… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Control Management organization to join the Front-Line Issue ... evidence meets standards while connecting and building relationships with key partners. This Lead Control Management Officer will serve as a key individual… more
- Wellington (New York, NY)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
- Bloomberg (New York, NY)
- …and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically ... compliance across the various Bloomberg businesses. The Compliance Officer will maintain compliance ...all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control… more
- US Secret Service (New York, NY)
- …Secret Service, Office of Personnel Operations, allows you to serve as a Lead Investigative Protection Officer . This position supports an integrated protective ... which may be paid up to 25% of the base salary. Responsibilities This Lead Investigative Protection Officer position starts at $$102,163.00 (GS-12, Step-1), with… more
- Wellington (New York, NY)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Ability to self-start, think creatively and initiate projects that lead to improved scalable workflows + Highly organized and… more
- International Rescue Committee (New York, NY)
- Requisition ID: req54731 Job Title: Program Officer , Monitoring and Compliance Sector: Monitoring & Evaluation Employment Category: Fixed Term Employment Type: ... NY HQ USA Work Arrangement:Fully Remote Job Description Job Overview: The Program Officer , Monitoring and Compliance supports the overall quality assurance and … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...may have, you may be expected to take a lead on specific aspects of our overall program. This… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Amazon (New York, NY)
- Description We are looking for a passionate and driven individual to lead our 2LoD Risk Function. The successful candidate will already be operating at Chief Risk ... Officer level at a financial services regulated company. They...deliver data driven insights that balance risk management and compliance concerns with supporting business growth and innovation. In… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment...change control process throughout the duration of Projects + Lead strategic planning sessions and facilitate production of workstream… more
- Citigroup (Jersey City, NJ)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a senior function/business/product compliance risk officer for Independent ...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Citigroup (New York, NY)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a senior product compliance risk officer for Independent ...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- Citigroup (New York, NY)
- …assets of over $110 billion and generated $10 billion of revenue in 2023. The Lead Financial Officer role is a critical leadership role covering credit card ... close cross-functional collaboration with Acquisitions, Risk, Analytics, FP&A, Treasury, Legal, Compliance , as well as business development on deal renewals. .… more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate,...and audit engagements of Client financials as needed + Lead preparation of materials to governance and control forums… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team, you ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the… more
