- Citigroup (New York, NY)
- … AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including ... and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US and foreign… more
- Santander US (New York, NY)
- Sr. Associate, AML Compliance - Corporate & Investment Banking New York, United States of America The Sr. Associate, AML Compliance is responsible, as ... work as a subject matter expert supporting the Firms AML / Compliance Team to ensure compliance ...Business, or equivalent field. Pref Work Experience: 9+ Years Compliance , Legal , Regulatory, or Financial Services. Req… more
- Federal Reserve Bank (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/ AML compliance risk management practices and controls, including for financial ... Banks. Within the LISCC Governance and Controls Program, the Compliance Risk horizontal team supervises the legal ...supervisory strategies for the oversight of significant and emerging BSA/ AML and sanctions compliance risks; + Contribute… more
- Citigroup (Jersey City, NJ)
- …sources such as reviews of the highest risk clients, ad-hoc searches, business compliance or business referrals, AML Legal referrals, product-specific ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Intelligence **Time Type:** Full… more
- Citigroup (Jersey City, NJ)
- …activities. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism ... effective risk management function with key stakeholders across Citi AML , Legal , CSIS, Fraud and product lines/...training is provided to the Business lines and other AML Compliance employees, and, as needed, participate… more
- TD Bank (New York, NY)
- …leads 2nd-line oversight activities and monitoring of the AML /ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, including ... of mature or non-complex and dynamic TD businesses and legal entities + Expert knowledge of the business and...and manages a high performing team on delivery of AML /ATF/Sanctions/ABAC compliance programs and culture + Provides… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. The Global Head of AML Advisory is a senior manager responsible for providing Subject matter level expertise ... to the First and Second Lines of Defense on AML process and risk controls. S/he is responsible for...+ Typically requires 10-15 years of financial industry and compliance experience, preferably within a global organization. + Strongly… more
- Bank of America (New York, NY)
- …management teams + Engages with prospects and current clients to accurately review AML /KYC information in order to facilitate legal entity onboarding, KYC record ... Commercial Support Specialist -KYC/ AML San Francisco, California;New York, New York; Seattle,...for serving as the Customer Due Diligence (CDD) and Compliance Risk partner for relationship management teams in the… more
- JPMorgan Chase (Jersey City, NJ)
- …Anti-Money Laundering ( AML ) / Know Your Customer (KYC) information and legal documentation to meet regulatory and internal guidelines + Ensure KYC information is ... and escalate complex issues surrounding client/investor types and structures, and other AML risk-related issues with Compliance partners + Review data integrity… more
- Wells Fargo (New York, NY)
- …to join Consumer, Small and Business Banking (CSBB) as part of the BSA/ AML Transformation team. Learn more about the career areas and business divisions at ... monitoring of complex business-specific Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ), Office of Foreign Assets Control (OFAC), and Anti-Bribery & Corruption… more
- Citigroup (New York, NY)
- …Investigative Services on non-investigation matters, including physical security issues. - Providing legal advice and guidance to Citi's Compliance function and ... advising on interpretations thereof in order to inform a compliance strategy. - Working with legal and product teams globally to review products, features, new… more
- Santander US (New York, NY)
- …Degree with focus in Business, Finance, or equivalent field. Pref **Work Experience:** Compliance , AML , Legal , Regulatory, or Financial Services., 9+ Years ... **Skills and Abilities:** + Advanced knowledge of regulatory compliance , AML compliance , relevant industry regulations and regulatory data sources. +… more
- TD Bank (New York, NY)
- …matter expertise; partners, as necessary, effectively with key stakeholder groups such as Compliance , Legal , Audit, Risk + Coaches to ensure functional / ... Manager will be responsible for building out the US Anti-Boycott Compliance program including policy, procedures, internal control assessment and enhancement. The… more
- Tradeweb (New York, NY)
- …of written supervisory procedures, policies, training, annual testing, transaction monitoring and AML compliance + Manage the Firms' FINRA Gateway filings (ie, ... as necessary + Manage all aspects of the Firm's AML compliance program, as outlined in FINRA...of periodic regulatory reporting requirements on behalf of the compliance function + Work with relevant legal … more
- Citigroup (New York, NY)
- …AML ) Compliance to ensure a strong linkage between core ICRM and AML Compliance . The role represents credit cards products and unsecured lending with ... reports and in peer/influence models **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in the financial… more
- SMBC (New York, NY)
- …regulatory agencies. The US Financial Crime department is responsible for ensuring the compliance with anti-money laundering ( AML ), Bank Secrecy Act, USA PATRIOT ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …General Counsel- Compliance and will work as part of IEEE's in-house Legal & Compliance team in a fast-paced, non-profit environment. This role requires ... or making presentations; Assists with programs for educating and training personnel on compliance risk topics; Maintains content of the Legal & Compliance… more
- SMBC (Jersey City, NJ)
- …applicable to respective legal entities. Note: the CRA excludes financial crimes ( AML , Sanctions, Fraud, and Bribery) risks as those risks are assessed under a ... emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal ...conducting compliance risk assessments of certain US legal entities in the role of subject matter expert… more
- American Express (New York, NY)
- …expectations. We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment ... way together. **Business Unit/Role Speciffic Info** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk-taking and risk… more
- Scotiabank (New York, NY)
- …+ Leads and drives a customer-focused culture by working to assist the US Legal Department and global business line Compliance teams in assuring investments and ... business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions...You'll Bring** + A minimum of 7-10 years of legal or compliance experience, including significant experience… more