- S&P Global (New York, NY)
- …to the overall growth of the Market Intelligence Division. **Responsibilities and Impact:** The Licensing Compliance Lead will play a key role to support ... teams to generate sales leads, mitigate losses, and help enforce licensing governance and compliance by reviewing and evaluating licensing deal terms and… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Citizens (New York, NY)
- …JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. ... and execute a comprehensive control testing program to evaluate the effectiveness of compliance and supervisory policies and procedures. + Lead the response and… more
- Merck (Rahway, NJ)
- …Global audits and inspections. + Develop and manage KPIs, assess trends, monitor, and lead monthly GCS Compliance forum as part of the Integrated Business ... stakeholders, driving improvement through targeted root cause analysis and action plans. + Lead the Compliance Center of Excellence, which hosts Communities of… more
- CanACRE (New York, NY)
- …Inspection Contractor + Inform the Construction Contractor(s) of all potential and existing compliance issues, and coordinate with the Field Lead to determine ... appropriate corrective actions + Coordinate with the Environmental Compliance Manager and/or Field Lead for potential stop-work when construction activities… more
- S&P Global (New York, NY)
- …Global Financial Crimes Compliance Program Office within S&P Global Enterprise Risk & Compliance . + This role will lead , manage, and oversee the provision of ... (for internal use):** 12 **Director, Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** **Responsibilities and Impact:** **The… more
- Syensqo (Saddle Brook, NJ)
- …business on trade compliance matters. **We count on you for:** + **Regulatory Compliance ** : Lead and oversee all export controls and sanctions compliance ... Officer, on compliance status, risks, and incidents. + **Leadership** : Lead and manage a team of 2-5 trade compliance professionals, providing guidance,… more
- City of New York (New York, NY)
- …standards of safety and consumer protection in the industries we regulate. TLC's Licensing and Standards Division is seeking a dynamic and motivated individual to ... work to develop a modern, innovative approach to the licensing processes with the key goals of (1) providing...technology to enhance processes; and the proven ability to lead and motivate a team. A keen understanding of… more
- City of New York (New York, NY)
- …along with enforcing public safety codes. Since its inception in 1865, FDNY has helped lead efforts to make New York the safest big city in the nation. This ... the FDNY's core values. FDNY seeks a full-time Deputy Director of Contracts, Licensing and Agreements. Under the direction of the Director of the General Law… more
- Atlantic Health System (Morristown, NJ)
- …IT, and system partners while involving all appropriate areas needed, such as cybersecurity, compliance or quality + Lead the development and ongoing review of ... high-quality, safe, and exceptional patient care. The CMIO will lead enterprise informatics in partnership with the CNIO to...to consult with and interact with operational, legal and compliance colleagues as needed, to protect patients and AHS… more
- Wells Fargo (Paramus, NJ)
- …65 or 66 must be completed prior to conducting Investment Advisory business. Compliance with state law registration and licensing requirements is mandatory. In ... It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Wealth Custom Lending Specialist Working at Wells Fargo | Jobs and Careers at Wells… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee ... implementation, and oversight for controls and solutions supporting Surveillance, Employee Compliance and Control Room teams, designed to detect behaviors that may… more
- HSBC (New York, NY)
- …and the planet we all share. The objective of the Voice Recording Trade Floor Lead role is to manage all the Media Capture including recording of Dealerboards, call ... that all of the voice recording systems are in compliance with HSBC internal standards as well as complying...external regulatory obligations. As our Voice Recording Trade Floor Lead you will: + Maintain robust, effective and fault… more
- HSBC (New York, NY)
- …provide advisory services to HSBC individual and family clients. The Financial Planning Lead leads the strategic financial planning delivery for the US Wealth & ... management and Relationship Managers as assigned. Within the team, the Financial Planning Lead 's key focus is on Premier and Private Client segments on comprehensive… more
- HSBC (New York, NY)
- …Derivatives projects and designing and delivering end to end solutions. As our Lead Americas Equity Derivatives Program Manager you will: + Form direct relationships ... technology teams and leadership + Excellent analysis, design and development skills. Able to lead a team in an Agile environment within a Dev-Ops framework + Manage… more
- Citigroup (New York, NY)
- …councils, and working groups covering strategy, risk and compliance management, legal entity governance, regulatory interactions, investigations management, ... management of legal, regulatory, and reputational risk by collaborating with Compliance and Risk, following relevant legal developments, participating in internal… more
- Black & Veatch (Paramus, NJ)
- …internal and external clients on all subjects related to LCRR. The LCRR Regional Lead will provide subject matter expertise on compliance with LCRR/LCRI, service ... ** Lead and Copper Regional Lead -...check, drug screen, and motor vehicle records search, in compliance with any applicable laws and regulations. **Certifications** Professional… more
- HSBC (New York, NY)
- …open, inclusive, and diverse environment. As our Americas Equities Production Practice Lead you will: + Form direct relationships with trading desks, technology ... role responsibilities, skill set, depth of experience and education, licensing /certification requirements, internal relativity, and specific work location. At HSBC,… more
- The Mount Sinai Health System (New York, NY)
- …Related Experience: Minimum of five years as a radiological technologist. Minimum Licensing Requirements: New York State License (LRT). Minimum Certification ... weekly, monthly and semi-annual QC functions, related to mammography, to ensure compliance with MQSA and ACR. * Evaluates images for technical acceptability, obtains… more
- HSBC (New York, NY)
- …industry regulations + Review customer complaints in conjunction with Sales Management and Compliance to ensure proper resolution + Lead by example and represent ... with the Market Managers and various Wealth teams to ensure proper compliance with internal policies and procedures and applicable industry regulations. The role… more