- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The three Sanctions Advisory Managers will be aligned to specific lines of ... business to act as a key advisor on sanctions issues, guidance, processes, regulatory changes, and escalations. The...attention to detail, who are proactive and driven. The Manager , AML Financial Crime Risk Management role leads and… more
- TD Bank (New York, NY)
- …using a risk-based approach to align with policy and regulatory requirements. The Manager , Sanctions and ABAC Financial Crime Risk Oversight will be joining ... who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function related to specialized...legal entities, specifically in the execution of the annual Sanctions and ABAC Risk Assessments. The Manager ,… more
- Morgan Stanley (New York, NY)
- …oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance programs. If ... team for you. About The Team The Global KYC Advisory team is tasked with setting KYC policy in...preferably at a large financial institution, consulting firm, asset manager , law firm, or government/regulatory body * Deep understanding… more
- Scotiabank (New York, NY)
- Senior Manager , Enterprise Anti-Bribery & Anti-Corruption **Requisition ID:** 206608 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... work together to drive ambition for every future! **Purpose** The Senior Manager , Enterprise Anti-Bribery & Anti-Corruption contributes to the overall success of… more
- Deloitte (New York, NY)
- The MARS Quality and Risk Manager (QRM) will support internal client service engagement teams performing services in connection with a clients' potential acquisition ... and tracking of practice reviews for annual selection of Advisory PPMDs + Identify lessons learned for broader MARS...and its potential impact to MARS (eg, SPACs, covid, sanctions , etc.) + Proofread, prepare and distribute risk and… more
- Scotiabank (New York, NY)
- Senior Manager , US Internal Control, Corporate & Investment Banking **Requisition ID:** 205308 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary ... industries! We work together to drive ambition for every future! **Purpose** Senior Manager FLSS, contributes to the overall success of the front office/first line… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... business controls to meet obligations with respect to operational, compliance, AML/ATF/ sanctions and conduct risk. + Champion a high-performance environment and… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …testing (UAT) for various systems including MTS and SAA. + Perform initial OFAC/ Sanctions review and disposition in FircoSoft . + Respond to queries from other ... as the need arises when requested by the Unit Head, Section Head or Manager COMPLIANCE: + Obtain a basic understanding of the applicable rules and regulations that… more
- SMBC (New York, NY)
- …of broker-dealer personnel, and conducts compliance training. In addition, the Advisory Team provides the various business lines with guidance and advice ... anti-money laundering (AML), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for the US operations. Additionally, AML oversees key processes and… more