- Fidelity TalentSource LLC (Jersey City, NJ)
- …Risk and be responsible for advancing critical components of our risk governance program including advisory, risk and readiness assessments, incident and issue ... management, and risk governance . The Brokerage Risk team covers a wide array...functions to optimize cross-functional effectiveness.Collaborate with legal, risk, and compliance across the organization to identify emerging risks and… more
- Citigroup (New York, NY)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) " poster. View the EEO is the Law… more
- SMBC (Jersey City, NJ)
- …Financial Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance , Legal, or related department, preferably ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Kuehne+Nagel (Jersey City, NJ)
- …on all relevant legal matters of our United States business. From corporate governance , contracts, regulatory compliance , mergers and acquisitions and ... + Broad generalist experience in areas including without limitation corporate governance , commercial transactions, contracts, regulatory compliance , mergers… more
- Mizuho Corporate Bank (New York, NY)
- …on development of Compliance Monitoring Activities + Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance ... compliance advice and guidance to stakeholders + Designing and delivering compliance training + Managing Regulatory Relations and Examinations + Reporting to… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- … law advice and counsel on a wide range of regulatory and compliance matters, with a particular focus on post- market quality system compliance . ... on a wide range of regulatory and compliance matters, with a particular focus on post- market...business and corporate governance requirements associated with compliance and regulatory law matters + Ensures… more
- Bank of America (New York, NY)
- Non-Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At Bank of ... necessary expertise across multiple operations functions and products. **Non-Financial Regulatory Reporting - Governance LATAM/AMRS** The Non-Financial … more
- Mizuho Corporate Bank (New York, NY)
- … function for r egulatory reporting, which includes coordination of Regulatory Reporting Governance Committee, Interpretation Forum, and handling communication ... data and perform variance analysis + Support for the governance function of the regulatory reports, which...and update procedure documentations related to new and existing regulatory requirements to ensure firm's compliance +… more
- American Express (New York, NY)
- …well as related governance activities + Knowledge of relevant regulatory compliance requirements, preferably relating to regulated financial institutions and ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our...and risk stripes that include, but not limited to: market risk, liquidity and funding risk, third-party risk, IT/IS… more
- SMBC (New York, NY)
- …integrated and centralized function across its Combined US Operations (CUSO). Specifically, the Market Risk Groups within SMBC Capital Markets , Inc. (CM) will ... level Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2.… more
- Ankura (New York, NY)
- …and implementation; Requirements: + At least 10 years of related experience in regulatory environment: Governance , Risk and Compliance . + Bachelor's Degree ... + Working knowledge/experience with virtual currency, non-US AML and regulatory compliance , fraud prevention, consumer compliance...role. This compensation range is specific to the said markets and takes into account a broad range of… more
- Citigroup (New York, NY)
- …responses. + Provide strategic advice and regular updates to management regarding Capital Markets Regulatory activity; attend internal governance meetings. + ... The Capital Markets Regulatory Engagement Senior Officer-SVP is...work experience in financial services preferred. + Experience in compliance , legal or other control-related function in the financial… more
- TD Bank (New York, NY)
- … treatments, assumptions, and methodologies. The accountabilities also include self-assessment for regulatory compliance with the capital rules and an active ... We are hiring for the position of Associate Vice President, US Capital Risk and Governance , reporting to the Vice President, Market Risk. This role will oversee,… more
- Scotiabank (New York, NY)
- …of the inventory of regulatory controls in response to the Bank's regulatory compliance management program as well as establishing the non- regulatory ... Senior Manager, Controls Inventory Governance and Management, US Internal Control **Requisition ID:**...and ongoing maintenance of inventory of controls mapped to regulatory obligations identified by Compliance . + Manage… more
- Federal Reserve Bank (New York, NY)
- …the Federal Reserve carry out its regulatory responsibilities. The Capital Markets Supervising Examiner will serve as a market risk expert responsible ... and planning processes of the largest bank holding companies. **Your role as a Capital Markets Supervising Examiner - Market Risk Specialist:** As a Market … more
- Synchrony (New York, NY)
- …+ Bachelor's Degree with 8+ years relevant management experience in audit, risk, compliance or other governance type work with a strong understanding of ... experience driving process improvements/management + Minimum 5 years' experience in Audit, Risk, Compliance , or other governance type of work + Minimum 3 years'… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...management and US Compliance personnel on relevant compliance issues, the regulatory environment, and … more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Compliance & Operational Risk Manager- Global Markets...Participate, as required, in department initiatives in respect of regulatory / market developments and impact analysis on the… more
- BlackRock (New York, NY)
- …at BlackRock and Aladdin clients for risk management, portfolio construction, regulatory reporting, compliance and performance attribution. This individual would ... join as an individual contributor leading all aspects of model governance for our private markets model suite and providing model governance representation… more