- Bank of America (New York, NY)
- Non - Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At ... processes and coordinating necessary expertise across multiple operations functions and products. ** Non - Financial Regulatory Reporting - Governance… more
- TEKsystems (Jersey City, NJ)
- … regulatory reporting technology. This position will focus on supporting Non - Financial Regulatory Reporting for various regulatory ... track status of defects. Requirements Techno-functional BA, experience working on regulatory projects, preferably in Transaction Reporting space, eg CFTC/Dodd… more
- Citigroup (New York, NY)
- …traded derivatives or OTC derivative products + Demonstrated knowledge of one or more non - financial regulatory reporting regulations - CFTC, SEC, CSA, ... related key initiatives. **KEY RESPONSIBILITIES** : + Direct management of multiple regulatory reporting projects + Champion upcoming regulations and lead key… more
- Bank of America (New York, NY)
- …+ Create and develop custom SharePoint Pages to support regulatory change and non - financial regulatory reporting processes. + Understand global ... + Inspect processes, controls and metrics such as regulatory change, non - financial regulatory reporting and Consumer Anti-Money Laundering Operations… more
- Bank of America (New York, NY)
- …and data providers to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to ... is seeking to recruit associates into a growing team to support the Non - Financial Regulatory Reporting (NFRR) Change program across global regions.… more
- SMBC (Jersey City, NJ)
- …Responsible to assist in the development and implementation of an effective financial regulatory reporting control environment for SMBC Americas ... Holding's Regulatory Reporting . Responsibilities will span the maintenance of an internal...Interpersonal** + Manage and resolve reconciliations (with sources, with financial reporting ) + Core part of the… more
- Marex (New York, NY)
- …regulatory reporting processes/controls, and support, maintain and develop all financial and/or regulatory reporting solutions/controls to meet the ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...effectiveness Skills and Experience + SME in OTC Derivatives Regulatory Reporting requirements + Experience of CAT,… more
- Lincoln Financial Group (Paramus, NJ)
- …this team you will gain experience in a wide array of areas including financial reporting , investment accounting, financial analysis, amongst other valuable ... and remote employees.. **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst,...* 5+ Years of experience in accounting, securities or financial reporting that directly aligns with the… more
- Citigroup (New York, NY)
- …experience working with multiple lines of defense. + Familiarity with regulatory reporting . + Project Management. **Qualifications:** + Bachelor's ... This role is primarily focused on the development and implementation of non - financial risk monitoring program (compliance risk, operational risk, and reputation… more
- Principal Financial Group (New York, NY)
- …including semi-annual/annual financial statements preparation, tailored shareholder reports, reporting related to regulatory requirements, survey company ... Tax & Oversight team. In this role, you'll be responsible for oversight/preparation financial reporting activities prepared by third-party service provider… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation ... including Dodd-Frank, EMIR, MiFID II, CFTC, and other global and multi-jurisdictional regulatory frameworks. + In-depth knowledge of critical financial documents… more
- Mizuho Corporate Bank (New York, NY)
- …Assist with business requirement development specifications, testing , and implementation of regulatory reporting system solutions . + Perform daily TriResolve ... for this role includes below but not limited to: Regulatory : + Monitoring real-time OTC reporting for...teams to remediate trade disputes. + Monitor and reprocess non -OTC trade exceptions for CAT Reporting . Experience… more
- Citigroup (New York, NY)
- …and confidentiality. **Qualifications:** + 10+ years of relevant experience in financial services, regulatory engagement or consulting. + Excellent communication ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...Citi Finance functions to ensure collaboration between Finance and non -Finance functions to provide a single point of contact… more
- Citigroup (New York, NY)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... framework. Primary responsibilities include managing the Business Execution and Reporting team for CBNA, Banking and International ICRM. Additional responsibilities… more
- Citigroup (New York, NY)
- …and Common Reporting Standard (CRS) regimes, Citi-wide governance, and US non -income tax including sales & use tax, personal property tax, and others. This ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We... services + Expert understanding of US tax information reporting rules applicable to US Persons and non… more
- SMBC (New York, NY)
- … requirements. + Provide advice related to the mitigation and remediation of non -compliance issues related to swap transaction reporting . + Develop, maintain, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...reporting requirements. Provide training on Compliance policies and regulatory requirements. + Participate in industry groups to develop… more
- PSEG (Newark, NJ)
- …purpose-driven in-person interaction and living within a commutable distance, and remote non -local roles that can be effectively performed remotely with the ability ... time to join PSEG. **Job Summary** Directs and controls all Accounting and Reporting matters of Enterprise and all its subsidiaries. Has primary responsibility for… more
- Citigroup (Jersey City, NJ)
- …product processor and other data platforms for build best in class operational and regulatory reporting platform. + Drive the data architecture and roadmap for ... consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more
- Scotiabank (New York, NY)
- Senior Audit Manager, Compliance Audit ( Non -AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... plays a critical part in ensuring our trading activities comply with regulatory standards and internal policies. The successful candidate will leverage their… more
- MetLife (New York, NY)
- …supporting the identification and analysis of compliance risk exposure in connection with non - financial risk assessments and review of processes to identify ... of AML transaction monitoring activities and the investigation and reporting of suspicious activity in the US * Contribute...duties as they arise based on CRM priorities or regulatory developments in the financial crimes compliance… more