- Daiichi Sankyo, Inc. (Bernards, NJ)
- …of compliance coaching letters/closing reports.- Supports Company's broader Compliance Program including special projects, writing educational and training ... diseases and immune disorders.Summary The Manager, Data Privacy & Compliance Investigations, is a member of the Compliance...for (a) managing and enhancing the company's data privacy program and consulting with various business owners to ensure… more
- International Rescue Committee (New York, NY)
- …with data, and more agile and impactful, outcomes-focused program design. The Monitoring , Evaluation, and Learning Officer will lead the monitoring and ... Requisition ID: req54628 Job Title: Monitoring , Evaluation, and Learning Officer , VR&P...review and action planning routines, in collaboration with the Monitoring & Compliance and VR&P program… more
- International Rescue Committee (New York, NY)
- …a follow-up action plan to ensure final compliance with internal and funder monitoring findings. + Prepare the IRC HSPRS program for funder monitoring . ... Requisition ID: req54607 Job Title: Quality Assurance & Monitoring Officer , HSPRS Sector: Monitoring...+ Other duties as assigned. + Alongside the Senior Program Officer of Quality Assurance and Data,… more
- Citigroup (New York, NY)
- … Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials. + Interacting and working with other ... Serves as a compliance risk officer for Independent ...preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of … more
- City of New York (New York, NY)
- …Office of Accountability, directs and coordinates all aspects of the accountability, compliance (including risk assessment), program monitoring , and ... and practice. Works with the Chief Program Officer in the planning, execution and monitoring ... program 's responses to audits. Provides reports on accountability/ compliance to the Chief Program Officer… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...compliance issue management, new product/business review, complaint handling, compliance monitoring and reporting, compliance … more
- Akumin (New York, NY)
- …Develop, lead and manage a risk-based compliance and privacy auditing and monitoring program to detect, respond to, and remediate compliance violations. ... and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation,… more
- CIBC (New York, NY)
- …to senior management; + **Supervising** a Compliance staff to ensure that the Compliance monitoring and testing program is performed in a consistent and ... Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,...is responsible for developing, implementing, and maintaining an effective compliance program to address all relevant OCC,… more
- Wells Fargo (New York, NY)
- …more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front line ... **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...which uphold the standards set forth by the firm's compliance program . These will include core pillars… more
- City of New York (New York, NY)
- …- Economic Opportunity & Inclusionary Program (EOIP) Your Impact: As the Labor Compliance Officer for the Division of Labor Monitoring Unit, you will ... Compliance is composed of 5 divisions: - Labor Monitoring Unit (LMU) - Integrity Review Unit (IRU) -...agency's Enhanced Review program . Your Responsibilities: - Monitoring labor law compliance on city-financed development… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... **Responsibilities:** + Managing all aspects of a registered fund compliance program , including: + Annual Rule 38a-1...staff dedicated to registered funds business + Overseeing select compliance monitoring functions + Providing ongoing … more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... support, monitoring and reporting on Citi's interactions with its regulators,...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more
- City National Bank (New York, NY)
- … Officer is responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with ... ** COMPLIANCE OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Senior Compliance… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... support, monitoring and reporting on Citi's interactions with its regulators,...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more
- Citigroup (New York, NY)
- …consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice ... Serves as a senior product compliance risk officer for Independent ...on swaps regulations on a real-time basis to manage compliance risk. + Overseeing the monitoring and… more
- Citigroup (Jersey City, NJ)
- …consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice ... Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent ...in order to partner to develop and apply CRM program solutions that meet the CitiDirect & CitiConnect and… more
- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and support to TD ... Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in a continuous and… more
