• IED - Regulatory Control Group…

    Morgan Stanley (New York, NY)
    …its workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible… more
    Morgan Stanley (07/03/24)
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  • Regulatory and Control

    SMBC (New York, NY)
    …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
    SMBC (06/25/24)
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  • Regulatory Associate , Portfolio…

    City National Bank (New York, NY)
    ** REGULATORY ASSOCIATE , PORTFOLIO MANAGEMENT RISK AND CONTROL ** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Portfolio Management Risk and Control .The role will… more
    City National Bank (06/29/24)
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  • Regulatory Affair Associate

    Englewood Lab, Inc (Totowa, NJ)
    Responsibilities: + Assist the Manager of Regulatory Affairs during cGMP, Environmental, and Regulatory audits. + With the assistance of Head of R&D (or ... required for local and international submissions. + Generate Raw Material Regulatory statement: Origin Statement, Cruelty Free statement, Heavy metal statement,… more
    Englewood Lab, Inc (06/13/24)
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  • Finance Regulatory Reporting Governance…

    SMBC (Jersey City, NJ)
    …for SMBC Americas Holding's Regulatory Reporting. Reporting to the Director, Regulatory Reporting Control Governance Lead, of PDAD FAD Controllers, the ... control framework and ensure the accuracy/compliance of US regulatory reporting. **Responsibilities** + Coordinate virtual and in-person training sessions and… more
    SMBC (06/19/24)
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  • Banking Regulatory Compliance Risk Senior…

    Grant Thornton LLP (New York, NY)
    As a Banking Compliance Risk Senior Associate , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance Practice - all with the resources, environment, and support… more
    Grant Thornton LLP (07/19/24)
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  • Bank Regulatory Compliance Advisory…

    SMBC (New York, NY)
    …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
    SMBC (07/04/24)
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  • FICC Business Finance Control Product…

    Bank of America (New York, NY)
    FICC Business Finance Control Product Associate New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... control processes including legal financial books and records, valuations control , regulatory matters, forecasting, P&L explain, and balance sheet analysis.… more
    Bank of America (06/12/24)
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  • Product Control - External Reporting,…

    JPMorgan Chase (Brooklyn, NY)
    Join the Investment and Corporate Banks (ICBs) Product Control function where your primarily focus will be on ensuring the accuracy, integrity and timeliness of the ... that will enable you to deliver on and ever evolving agenda. As an Associate , in the external reporting group within Investment & Corporate Banking (ICB) Product… more
    JPMorgan Chase (05/16/24)
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  • Investment Banking Divisional Management…

    Morgan Stanley (New York, NY)
    …**Investment Banking* **Title:** *Investment Banking Divisional Management - Business Control Unit Associate * **Location:** *New York-New York* **Requisition ... meet their individual strategic and financial needs. *Team Profile:* The IBD Business Control Unit within IBD Management supports IBD in executing a variety of… more
    Morgan Stanley (07/11/24)
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  • Associate , Product Control , US…

    CIBC (New York, NY)
    …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
    CIBC (07/02/24)
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  • Senior Counsel 2 - Bank Regulatory Legal…

    Citigroup (New York, NY)
    …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
    Citigroup (07/10/24)
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  • Risk & Control Associate

    MUFG (New York, NY)
    …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
    MUFG (05/15/24)
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  • Valuation Control Group - North America…

    JPMorgan Chase (New York, NY)
    …with Trading to remediate and prevent issues on an ongoing basis. As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. You will...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
    JPMorgan Chase (05/13/24)
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  • AVP, Regulatory Reporting Quality Assurance

    Synchrony (New York, NY)
    …and stakeholder to promote report accuracy and process improvements that enhance the regulatory reporting control environment. As needed and applicable, the role ... workpapers; reports; and stakeholder presentations. + Help advise on regulatory reporting requirement interpretation and control environment...new hire time in position requirement is met, the associate will have a minimum 6 months' time in… more
    Synchrony (07/18/24)
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  • Corporate Controllers - Valuation Control

    JPMorgan Chase (New York, NY)
    …work with Trading to remediate and prevent issues on an ongoing basis. As an Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
    JPMorgan Chase (07/14/24)
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  • Associate , Securitization Administration…

    Scotiabank (New York, NY)
    Associate , Securitization Administration and Analysis / Global Securitization **Requisition ID:** 202297 **Salary Range:** 145,000.00 - 175,000.00 _Please note that ... committed to results, in an inclusive and high-performing culture. **Title: Associate - Securitization Administration and Analysis / Global Securitization / Global… more
    Scotiabank (06/29/24)
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  • External Reporting Associate - Corporate…

    JPMorgan Chase (Brooklyn, NY)
    …lines of businesses and able to flag potential issues + Adhere to control procedures to ensure accurate reconciliation between regulatory filings, SEC filings ... Join our dynamic External Reporting team as an Associate controller, and play a pivotal role in...and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in… more
    JPMorgan Chase (05/23/24)
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  • Internal Audit Practices - Associate

    JPMorgan Chase (Jersey City, NJ)
    …work with every Line of Business and Corporate Function to assess the internal control processes that drive our global business - identifying areas of improvement to ... more than 20 countries around the world. As an Associate within the Practices Audit team, you will support...the Practices Audit team, you will support Internal Audit's Regulatory Engagement and Exam Management Team, including executing BAU… more
    JPMorgan Chase (07/19/24)
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  • Quality Control Case Reviewer

    City of New York (New York, NY)
    …city regulatory requirements. OQA&FI is recruiting for (2) two Principal Administrative Associate II to function as a Quality Control Case Reviewers, who ... Job Description YOU MUST BE PERMANENT IN THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE TITLE The Department of Social Services Accountability Office (DSS-AO)… more
    City of New York (07/09/24)
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