- Mizuho Corporate Bank (New York, NY)
- About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... and you have working knowledge of financial accounting and regulatory reporting , as well as an understanding...Working knowledge of financial products ( eg loans, deposits, securities , derivatives, money market products, repos etc.) + Strong… more
- Morgan Stanley (New York, NY)
- …significant market positions in each of its business segments- Institutional Securities , Wealth Management, and Investment Management. Morgan Stanley, through its ... customers, including corporations, governments, financial institutions, and individuals. Institutional Securities provides a variety of products and services to… more
- Citigroup (Jersey City, NJ)
- …of Markets Operations and helps mitigate credit risk and comply with regulatory requirements through the completion of core responsibilities that include: (i) margin ... escalation of exceptions (fails/cash breaks/margin disputes, etc) and (iv) regulatory compliance through collecting/posting of eligible collateral, completing portfolio… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Mergers / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business… more
- Citigroup (Jersey City, NJ)
- …a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is ... of planning and executing projects to assist the Firm in complying with regulatory and legal requirements. + Participating in ad-hoc requests, special projects and … more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. The Margin Collateral Associate/ AVP is responsible for daily margin processing for all Firm repo and ... securities lending clients. Interfacing with our valued clients, both...Ensure compliance with internal risk management policies and external regulatory requirements including FINRA 4210. **Client Interaction:** - Communicate… more