- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** - TD is committed to providing fair and equitable ... who can provide you more specific details for this role **Job Description:** Compliance Monitoring and Testing + Execute the annual Compliance testing and… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to providing fair ... who can provide you more specific details for this role **Job Description:** Compliance Branch Inspections Team + Conduct Branch Office Inspections both remotely and… more
- JPMorgan Chase (Jersey City, NJ)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Officer within the Global Anti-Corruption Compliance (GACC) team, you ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ A strong corporate presence to drive partnership with senior stakeholders across Functions to lead large strategic initiatives.… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations,, and guidance on… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing the investment ... for the five New York City pension systems. The Senior Investment Officer will report...Trustees; - Monitoring the portfolio of existing fund and co- investments to ensure compliance with the terms… more
- Citigroup (Jersey City, NJ)
- …Finance, Payables Finance, Trade and Working Capital Loans, and Export Agency Finance. The Compliance AML Risk Management Senior Officer - ACRM - AML ... program + Ability to interact and communicate effectively with senior leaders + Able to present AML analysis and...+ Solid experience at a Medium to Large sized Investment Bank in Account opening, Compliance or… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required...CBNA & US Legal Entity Treasury and Citi Treasury Investments and will focus on Citi Treasury Investments… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US...regulatory matters and provide clear and insightful guidance to senior management and investment management personnel; +… more
- Bank of America (Paramus, NJ)
- Senior Trust Officer Florham Park, New Jersey;Paramus, New Jersey; Princeton, New Jersey **Job Description:** At Bank of America, we are guided by a common ... job is responsible for managing a book of fiduciary and investment management accounts for high-net-worth clients and beneficiaries involving multi-generational… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13650/ senior -vice-president-for-finance-and-budget-and-chief-financial- officer ... seeks applications and nominations for the position of the Senior Vice President for Finance and Budget and Chief...Vice President for Finance and Budget and Chief Financial Officer (CFO) . Founded in 1831 with a mission… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program for an investment advisory firm...manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US… more
- Wells Fargo (New York, NY)
- …this role:** Wells Fargo is seeking a Model Development Senior Lead Control Officer in the Corporate & Investment Banking (CIB) Control Team, which is ... trading tools and market connections + Partner with COO, Compliance , Legal, and Risk partners to understand regulatory standards...updates and other key risk program information to the senior leaders of all coverage areas + Work with… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** The Employee Compliance Officer will join a team that is responsible for implementing ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...& Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the… more
- JPMorgan Chase (New York, NY)
- … Office investments across the fixed income spectrum. Engage with senior members of Treasury/Chief Investment Office Credit Risk and the Portfolio ... Investment Office's fixed income portfolio which includes diversified investments across securitized and non-securitized asset classes. In this role, you… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... controls relating to business risks. Create audit reports for review with senior audit management and business leadership. Facilitate audit issue tracking to ensure… more
- Nuveen Investments (New York, NY)
- **Deputy Chief Operating Officer Gresham** Gresham's Deputy COO will assist the COO in overseeing and optimizing the operational and technological functions of the ... organization. The Deputy COO will work closely with the senior management team to ensure the smooth functioning of...management team to ensure the smooth functioning of Gresham's investment infrastructure. The Deputy COO will manage the Operations… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... and data gathering / sharing through partnerships with units such as finance, compliance , legal and IT. Network within the industry through meetings, events and… more