- Bloomberg (New York, NY)
- … with current/developing rules and regulations, and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US ... Military End Users). You will work with the Global Trade Compliance Team, collaborate across the Bloomberg... compliance across the various Bloomberg businesses. The Compliance Officer will maintain compliance … more
- Citigroup (Jersey City, NJ)
- …Payables Finance, Trade and Working Capital Loans, and Export Agency Finance. The Compliance AML Risk Management Senior Officer - ACRM - AML Global ... Services is responsible for providing the Trade business with day-to-day AML Support on ...program + Ability to interact and communicate effectively with senior leaders + Able to present AML analysis and… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to prevent and detect non- compliance issues and promote a culture of compliance . + Participating in industry groups and trade association working groups or… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer , you will assist the ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...experience. **Job Responsibilities** * Develop and implement reviews of trade implementation pre- trade controls * Maintain policies,… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …will be a member of the Regulatory Law Group and will report to the VP Compliance Officer and Chief Regulatory Counsel. The successful candidate will be a US ... closely with other business functions (eg, commercial teams, global trade compliance , finance, supply chain, procurement, contracts,...Regulatory Law Group and will report to the VP Compliance Officer and Chief Regulatory Counsel. The… more
- Deloitte (Jersey City, NJ)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Manager on our Global Trade Advisory...foreign multinational companies on global import and export strategies, compliance , and technology enablement. The Global Trade … more
- KPMG (New York, NY)
- …License) issued by US Customs and Border Protection, CUSICO (Certified US Import Compliance Officer ), CUSECO (Certified US Export Compliance Officer ... **Business Title:** Senior Manager, Global Trade Technology -...hands-on implementation experience in all SAP GTS modules including compliance , classification, export control, customs management with self-filing and… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Director / Senior Credit Officer to cover Corporates in North America. + The Director- ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Senior Credit Officer 's main responsibility entails the… more
- Deloitte (New York, NY)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... manuals, policies, and procedures. + Engage with and advise senior management and staff on all issues concerning US...and procedures. + Oversee the development and maintenance of trade compliance programs, policies, and automated systems,… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations,, and guidance on… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment… more
- Tradeweb (New York, NY)
- …will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for ... requirements are essential for this role. You will provide compliance advice in a fast-paced business setting, with the...firm in the role of a CCO or similar senior role supporting a broker dealer. + Strong understanding… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely… more
- SMBC (New York, NY)
- …to broader audiences. Key reporting audience are Compliance Vertical Heads, Compliance governance forums, Compliance senior management, and Head Office. ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...**Role Description** This role will manage and oversee all Compliance -related issues (ie, Internal Audit, Compliance , self-identified… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Consumer Products & Retail, SVP** **Description** Citi's US Commercial Bank (CCB) is a ... in either New York City, New York or Iselin, NJ. The CLM Credit Officer facilitates the end-to-end lending process for a covered industry vertical through a team… more
- NJ Transit (Newark, NJ)
- Chief, Civil Rights Officer President/CEO's Office Job Description: Move forward with us! At NJ TRANSIT, you'll join us in transforming the third-largest ... We are currently looking for a Chief, Civil Rights Officer to join our team! Roles and Responsibilities: +...Roles and Responsibilities: + Provide guidance and direction to Senior Leadership, and interact and communicate with the federal,… more