- TD Bank (New York, NY)
- …compliance with regulations and identifying areas for improvement. The primarily responsibility of the KYC Policy Team is to set the requirements for the US ... and monitoring routines necessary to adequately oversee the firm's ongoing adherence to KYC Policy . **Depth & Scope:** + Recognized as top level expert… more
- TD Bank (New York, NY)
- …related to risk assessment, internal/external exam support, etc. The primarily responsibility of the KYC Policy Team is to set the requirements for the US ... and monitoring routines necessary to adequately oversee the firm's ongoing adherence to KYC Policy . **Depth & Scope:** + Highly seasoned professional role… more
- Morgan Stanley (New York, NY)
- … KYC Office Risk & Controls VP is responsible for leading AML/ KYC Policy and regulatory initiatives for all three principal business segments-Institutional ... Compliance, Operations and Technology teams to actively identify new AML/ KYC policy gaps . Act as the...*Additional Skills Desired:* . Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license is a… more
- TD Bank (New York, NY)
- …expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment leaders and governs ... enterprise function's or business segment's overarching strategy in leading program design, policy formulation or operating standards within one or more areas of… more
- Morgan Stanley (New York, NY)
- …of customer records to ensure adherence with the Firm's Know Your Customer ( KYC ) requirements. In the Operations division, we partner with business units across the ... controls and develop client relationships. This is an Advanced Specialist position at Director level within Risk, Regulatory &...information. - Act as a subject matter expert on AML/ KYC requirements and processes.#LI-JO1 What you'll bring to the… more