- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Citigroup (Queens, NY)
- The Senior Lead Analyst position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing ... responsibilities include preparation and analysis of the quarterly, semi-annual and annual Regulatory Reports required by FRB and OCC for Citigroup and Citibank… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. Senior Quantitative Analyst , Vice President This position will report to the (Americas) ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- MUFG (Jersey City, NJ)
- …hands-on analyst . + Background in managing CyberSecurity, Information risk, regulatory compliance and other governance processes for HCM applications and process ... years' experience in IT, Software Engineering as HRIS/Workday/HCM or Technology Systems Analyst . + Minimum 3 years supporting HCM Technology, preferably Workday HCM,… more
- Morgan Stanley (New York, NY)
- _Morgan Stanley Bank, NA seeks a Vice President in New York, New York_ Analyze the portfolio risk with each lending business, conduct stress loss analysis, ... click "Search jobs." No calls please. EOE **Job:** **Risk Management* **Title:** * Vice President * **Location:** *New York-New York* **Requisition ID:** *3246814* more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets Bank of Montreal seeks CM Vice President in New York, NY. Duties: Create a suite of ... clients. Maximize profit while prudently minimizing exposure and adhering to regulatory statutes. Manage risk related to pricing and transacting in securities… more
- Citigroup (Queens, NY)
- **Job Description** The Fin Solutions Sr. Lead Analyst will support the day-to-day functions of the Risk-Weighted-RWA Controllers (RWAC) Cross Assets Aggregation ... mainly include, but not limited to, internal management reporting, regulatory reporting related to risk-weighted-assets, and all associated activities.… more
- MUFG (Jersey City, NJ)
- …more details. **Job Summary** As a part of Compliance Technology, the Senior Business Analyst /Data Analyst (BA/DA) will help the Financial Crimes Office of the ... in consultation with business partners. + Strong knowledge of BSA/AML/OFAC regulatory requirements + Experience writing detailed business requirements and functional… more
- MUFG (New York, NY)
- …Responsible for the management of a diversified industrials portfolio as a senior analyst + Perform due diligence and regularly scheduled reviews + Analyze credit ... from management. **Policy Compliance** + Ensure compliance with external regulatory /internal policy and procedural requirements + Participate in ad-hoc policy… more
- Citigroup (Queens, NY)
- The Fin Solutions Sr. Lead Analyst is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... Finance processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications +… more
- JPMorgan Chase (New York, NY)
- …electronic communications surveillance products to internal stakeholders. + Keep current on regulatory changes / priorities, and industry trends / best practices to ... of related experience. + Experience in a Trade Surveillance analyst or product role, or working with trading data....audiences. + Demonstrates full appreciation of and compliance with regulatory obligations. + Desire to use modern technologies as… more
- MUFG (Jersey City, NJ)
- …systems' capabilities to improve and resolve problem issues. + The Analyst -Developer is responsible for design, development, testing, managing UAT, implementation, ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- JPMorgan Chase (Jersey City, NJ)
- …includes the development of security and safety policies and procedures, regulatory and legislative compliance, corporate aviation, guard management, alarm response, ... Direct experience serving as an insider threat/risk program manager or senior analyst in industry or government supporting strategic planning, gap analysis, risk… more
- MUFG (Jersey City, NJ)
- …command of oral and written communications skills. + Strong proficiency in business analyst methodology and templates. + Proven track record in managing large scale ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- SMBC (Jersey City, NJ)
- …Analytics, in the Compliance Department, Americas Division, the Senior Data Analyst executes large-scale projects in the Sanctions Compliance area. The incumbent ... field). + 7 to 10 years of BSA/AML compliance experience, particularly Regulatory and Name Screening technology experience for Consumer/Business + Strong reasoning… more
- Citigroup (New York, NY)
- The Balance Sheet Management Lead Analyst is a strategic professional who stays abreast of developments within Capital Markets and contributes to directional ... businesses + Produce presentation materials for senior management for ad-hoc, regulatory and committee meeting discussions + Appropriately assess risk when business… more
- BlackRock (New York, NY)
- …bank + Strong industry knowledge and can speak to market issues, trends, regulatory needs with clients + Experience advising and engaging with clients at scale ... Skills and Experience** + Prior people manager/leadership experience + Business Analyst and/or Project management experience + Experience with SQL, UNIX, VBA… more
- Mizuho Corporate Bank (New York, NY)
- …Lead efforts to prepare and develop client marketing materials with support of Analyst and Associates and oversight by Senior Bankers + Cultivate relationships with ... of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that… more
- Citigroup (New York, NY)
- …Independent Risk (2nd Line of Defense), Finance and Technology to manage regulatory capital related deliverables for SP + Work with Quantitative Analytics, ... the business **Qualifications:** + 3-5 year of Market risk / trading analyst experience in Mortgage Backed/Asset Backed products, with good understanding of the… more
- Citigroup (Queens, NY)
- The Fin Solutions Sr. Lead Analyst is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... Finance processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications +… more